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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SPECTRUM WEALTH ADVISORY GROUP, LLC

CRD 298632

GRANITE BAY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62358839-50ae-bd49-36a4-4ab6eb0efdbf

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Aug 22, 2018 to Mar 10, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $445MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $445M
Private client RAUM: $418MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $148Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,520
Individual clients: 420
High net worth clients: 226
SEC number: 801-114024
CIK: 1776821
CRD: 298632
Filings on the tape: 34
First filed: Aug 22, 2018
Latest filed: Mar 10, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KENNETH LEE CHRISTIE	Chartered Financial Consultant	GRANITE BAY, CA	7	34	1	yes
MICHAEL RUTHERFORD THOMPSON	Chartered Financial Consultant	GRANITE BAY, CA	7	13	1	yes
KONNER L CHRISTIE	Certified Financial Planner	GRANITE BAY, CA	1	11	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHRISTIE, KENNETH, LEE	CHIEF COMPLIANCE OFFICER & MANAGING MEMBER	E	yes	09/2018	Aug 22, 2018	Nov 6, 2024
THOMPSON, MICHAEL, RUTHERFORD	PARTNER & WEALTH ADVISOR	A	yes	03/2019	Mar 19, 2020	Nov 6, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$445M	$445M	5	4	0	n/a	n/a
2024	Mar 19, 2025	$370M	$370M	4	4	1	n/a	n/a
2023	Feb 23, 2024	$283M	$283M	3	3	0	n/a	n/a
2022	Mar 8, 2023	$236M	$236M	3	3	0	n/a	n/a
2021	Mar 4, 2022	$284M	$284M	3	3	0	n/a	n/a
2020	Mar 24, 2021	$225M	$225M	2	2	0	n/a	n/a
2019	Mar 19, 2020	$177M	$176M	2	2	0	n/a	n/a
2018	Jan 30, 2019	$128M	$127M	2	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	33.3%	0	1	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$445M	$370M	20.4%	$236M	23.7%	5	4	0	1

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE WEALTH CONSULTING GROUP	2	Jan 2, 2019	Jan 30, 2019	LAS VEGAS, NV	Team lift out	RIA to new firm	2.9%

Relationships

Registered with (5)

← KONNER L CHRISTIEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MICHAEL RUTHERFORD THOMPSONAdvisorregistration: current employment
Jan 30, 2019 to presentfactForm ADV
← KENNETH LEE CHRISTIEAdvisorregistration: current employment
Sep 21, 2018 to presentfactForm ADV
← Jason VeselyAdvisorregistration: previous registration
Oct 17, 2024 to Jun 23, 2026factForm ADV
← Mario LanderosAdvisorregistration: previous registration
Mar 30, 2023 to Aug 31, 2023factForm ADV

Affiliated with (1)

← RUTHERFORD CAPITAL, INC.Registered adviserother investment adviser, control
factForm ADV

Controls (2)

← CHRISTIE, KENNETH, LEEOwnerCHIEF COMPLIANCE OFFICER & MANAGING MEMBER, ownership code E, individual
Aug 22, 2018 to Nov 6, 2024factForm ADV
← THOMPSON, MICHAEL, RUTHERFORDOwnerPARTNER & WEALTH ADVISOR, ownership code A, individual
Mar 19, 2020 to Nov 6, 2024factForm ADV

Moved with (1)

← THE WEALTH CONSULTING GROUPRegistered adviser2 advisors, team lift out
Jan 2, 2019 to Jan 30, 2019factForm ADV

Dated events

Occurred
Jun 23, 2026
Advisor changed firm
Jason Vesely left Spectrum Wealth Advisory Group, Llc for Lpl Financial Llc (registered 2026-06-16)
Form ADVobserved 3 days ago
Occurred
Aug 31, 2023
Advisor changed firm
Mario Landeros left Spectrum Wealth Advisory Group, Llc for Betterment (registered 2024-03-27)
Form ADVobserved 3 days ago
Occurred
Mar 19, 2020
Control person joined
Rutherford Michael Thompson (Partner & Wealth Advisor) appeared on Schedule A of Spectrum Wealth Advisory Group, Llc
Form ADVobserved 3 days ago
Occurred
Aug 22, 2018
First Form ADV filing
Spectrum Wealth Advisory Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62358839-50ae-bd49-36a4-4ab6eb0efdbf
First observed: Aug 22, 2018
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SPECTRUM WEALTH ADVISORY GROUP, LLC

CRD 298632

GRANITE BAY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62358839-50ae-bd49-36a4-4ab6eb0efdbf

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:39 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KENNETH LEE CHRISTIE

Chartered Financial Consultant

GRANITE BAY, CA

yes

MICHAEL RUTHERFORD THOMPSON

Chartered Financial Consultant

GRANITE BAY, CA

yes

KONNER L CHRISTIE

Certified Financial Planner

GRANITE BAY, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHRISTIE, KENNETH, LEE

CHIEF COMPLIANCE OFFICER & MANAGING MEMBER

yes

09/2018

Aug 22, 2018

Nov 6, 2024

THOMPSON, MICHAEL, RUTHERFORD

PARTNER & WEALTH ADVISOR

yes

03/2019

Mar 19, 2020

Nov 6, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$445M

n/a

2024

Mar 19, 2025

$370M

n/a

2023

Feb 23, 2024

$283M

n/a

2022

Mar 8, 2023

$236M

n/a

2021

Mar 4, 2022

$284M

n/a

2020

Mar 24, 2021

$225M

n/a

2019

Mar 19, 2020

$177M

$176M

n/a

2018

Jan 30, 2019

$128M

$127M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

33.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$445M

$370M

20.4%

$236M

23.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE WEALTH CONSULTING GROUP

Jan 2, 2019

Jan 30, 2019

LAS VEGAS, NV

Team lift out

RIA to new firm

2.9%