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Reading the graph
Advisor at BETTERMENT
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Betterment | Independent wealth | Mar 27, 2024 | n/a | yes | NEW YORK, NY | Current employment |
| SPECTRUM WEALTH ADVISORY GROUP, LLC | Independent wealth | Mar 30, 2023 | Aug 31, 2023 | no | GRANITE BAY, CA | Previous registration |
| ALLWORTH FINANCIAL, L.P. | Bd affiliated wealth | Dec 7, 2018 | Dec 5, 2022 | no | FOLSOM, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SPECTRUM WEALTH ADVISORY GROUP, LLC | Betterment | Aug 31, 2023 | Mar 27, 2024 | 209 | Firm change | RIA to RIA |
| ALLWORTH FINANCIAL, L.P. | SPECTRUM WEALTH ADVISORY GROUP, LLC | Dec 5, 2022 | Mar 30, 2023 | 115 | Firm change | Ibd to RIA |