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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Brian Bradford Slater

Advisor at VANGUARD ADVISERS, INC.

MALVERN, PA

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Search this name across graphsid dfx:ria:62359cd8-fb43-c788-1324-d5c3c308aeaf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S66
First exam: Sep 14, 2002
First registration: Jun 20, 2011
Dual registered: yes, broker-dealer
Other names: Brian Bradford Slater|Brian Slater|Brian B Slater
IAPD individual key: 2768313

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jul 20, 2026	n/a	yes	MALVERN, PA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	Jul 6, 2026	no	LANSDALE, PA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Mar 4, 2025	Sep 5, 2025	no	Lansdale, PA\|DALLAS, TX	Previous registration
EDWARD JONES	National bd RIA	May 17, 2023	Nov 1, 2023	no	FRENCHTOWN, NJ	Previous registration
SLATER WEALTH PLANNING LLC	n/a	Sep 24, 2018	Apr 25, 2023	no	MILFORD, NJ	Previous registration
CONDOR CAPITAL WEALTH MANAGEMENT	Independent wealth	Jun 20, 2011	Jan 4, 2017	no	MARTINSVILLE, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	VANGUARD ADVISERS, INC.	Jul 6, 2026	Jul 20, 2026	14	Firm change	Ibd to ibd
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Sep 5, 2025	0	Bulk transfer	Ibd to ibd
EDWARD JONES	AVANTAX ADVISORY SERVICES	Nov 1, 2023	Mar 4, 2025	489	Firm change after gap	Ibd to ibd
SLATER WEALTH PLANNING LLC	EDWARD JONES	Apr 25, 2023	May 17, 2023	22	Firm change	Other
CONDOR CAPITAL WEALTH MANAGEMENT	SLATER WEALTH PLANNING LLC	Jan 4, 2017	Sep 24, 2018	628	Firm change after gap	Other

Relationships

Registered with (6)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jul 20, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Sep 5, 2025 to Jul 6, 2026factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Mar 4, 2025 to Sep 5, 2025factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 17, 2023 to Nov 1, 2023factForm ADV
→ SLATER WEALTH PLANNING LLCRegistered adviserregistration: previous registration
Sep 24, 2018 to Apr 25, 2023factForm ADV
→ CONDOR CAPITAL WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jun 20, 2011 to Jan 4, 2017factForm ADV

Dated events

Occurred
Jul 6, 2026
Advisor changed firm
Brian Bradford Slater left Cetera Investment Advisers Llc for Vanguard Advisers, Inc. (registered 2026-07-20)
Form ADVobserved 3 days ago
Occurred
Nov 1, 2023
Advisor changed firm
Brian Bradford Slater left Edward Jones for Avantax Advisory Services (registered 2025-03-04)
Form ADVobserved 3 days ago
Occurred
Apr 25, 2023
Advisor changed firm
Brian Bradford Slater left Slater Wealth Planning Llc for Edward Jones (registered 2023-05-17)
Form ADVobserved 3 days ago