DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• B••••••• S•••••

V••••••• A•••••••• I•••BD affiliatedMalvern, Padual registrantIAPD 2768313

Feed of 09/14/2026

Also filed as B•••• B••••••• S•••••

At current firm

0 y

since Jul 20, 2026

In the industry

29 y

since Sep 1, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Jul 20, 2026 · Malvern, Pa
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 5, 2025 to Jul 6, 2026 · Lansdale, Pa
A•••••• A••••••• S••••••• former
Mar 4, 2025 to Sep 5, 2025 · Lansdale, Pa
E••••• J•••• national BD
May 17, 2023 to Nov 1, 2023 · Frenchtown, Nj
S••••• W••••• P••••••• L•• unclassified
Sep 24, 2018 to Apr 25, 2023 · Milford, Nj
C••••• C•••••• W••••• M••••••••• independent RIA
Jun 20, 2011 to Jan 4, 2017 · Martinsville, Nj

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to V••••••• A•••••••• I•••
left Jul 6, 2026, registered Jul 20, 2026 (14 days) · Affiliated broker-dealer or bank to another
A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••
left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
E••••• J•••• to A•••••• A••••••• S•••••••
left Nov 1, 2023, registered Mar 4, 2025 (489 days) · Affiliated broker-dealer or bank to another
S••••• W••••• P••••••• L•• to E••••• J••••
left Apr 25, 2023, registered May 17, 2023 (22 days) · Other
C••••• C•••••• W••••• M••••••••• to S••••• W••••• P••••••• L••
left Jan 4, 2017, registered Sep 24, 2018 (628 days) · Other

Signals

B•••• B••••••• S••••• left C••••• I••••••••• A••••••• L•• for V••••••• A•••••••• I••• (registered 2026-07-20)
Jul 6, 2026 · Advisor changed firm · fact
B•••• B••••••• S••••• left E••••• J•••• for A•••••• A••••••• S••••••• (registered 2025-03-04)
Nov 1, 2023 · Advisor changed firm · fact
B•••• B••••••• S••••• left S••••• W••••• P••••••• L•• for E••••• J•••• (registered 2023-05-17)
Apr 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address