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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JOSHUA JOEL GOODRIDGE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CUBA, MO

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Search this name across graphsid dfx:ria:6237bfbd-bf1a-5445-b285-2abadd5ffcc8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 3, 2007
First registration: Jan 18, 2007
Dual registered: yes, broker-dealer
Other names: JOSHUA GOODRIDGE
IAPD individual key: 5230357

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 26, 2019	n/a	yes	CUBA, MO	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 13, 2011	May 8, 2017	no	CUBA, MO	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 7, 2008	Jan 13, 2011	no	FORT MILL, SC\|ROLLA, MO\|ROLLA, MO\|SAN DIEGO, CA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Mar 7, 2008	Jan 13, 2011	no	ROLLA, MO\|SALEM, MO\|ROLLA, MO\|SALEM, MO	Previous registration
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Jan 18, 2007	Feb 29, 2008	no	ROLLA, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jan 13, 2011	May 7, 2008	-981	Firm change after gap	Other
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 13, 2011	Jan 13, 2011	0	Firm change	Other
STIFEL, NICOLAUS & COMPANY, INCORPORATED	UVEST FINANCIAL SERVICES GROUP, INC.	Feb 29, 2008	Mar 7, 2008	7	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 13, 2011 to May 8, 2017factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Mar 7, 2008 to Jan 13, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 7, 2008 to Jan 13, 2011factForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Jan 18, 2007 to Feb 29, 2008factForm ADV

Dated events

No dated event names this entity yet.