RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••• G••••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 26, 2019 · Cuba, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 13, 2011 to May 8, 2017 · Cuba, Mo
- L•• F•••••••• L•• BD affiliatedMay 7, 2008 to Jan 13, 2011 · Fort Mill, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMar 7, 2008 to Jan 13, 2011 · Rolla, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDJan 18, 2007 to Feb 29, 2008 · Rolla, Mo
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jan 13, 2011, registered May 7, 2008 (-981 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 13, 2011, registered Jan 13, 2011 (0 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to U•••• F•••••••• S••••••• G••••• I•••left Feb 29, 2008, registered Mar 7, 2008 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address