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CRD 169258
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| MERGANSER SHORT TERM BOND FUND LLC | Other Private Fund | $436M | Dec 18, 2024 | 39 | Mar 14, 2012 | reported | 021-63595 |
| MERGANSER FLOATING RATE BOND FUND LLC | Other Private Fund | $98.6M | Dec 18, 2024 | 6 | Mar 27, 2014 | reported | 021-212380 |
| MERGANSER CORE BOND FUND II | Other Private Fund | $56.4M | Dec 18, 2024 | 4 | Mar 27, 2017 | reported | 021-280949 |
| MERGANSER SHORT INCOME FUND, LLC | Other Private Fund | $40.0M | Dec 18, 2024 | 2 | Mar 27, 2020 | reported | 021-356034 |
| MERGANSER CORE PLUS BOND FUND LLC | Other Private Fund | $22.5M | Jan 5, 2022 | 24 | Mar 14, 2012 | dropped | 021-49137 |
| MERGANSER INTERMEDIATE TERM BOND FUND II LLC | Other Private Fund | $6.2M | Dec 18, 2024 | 2 | Mar 23, 2015 | reported | 021-63595 |
| MERGANSER CORE BOND FUND LLC | Other Private Fund | $4.0M | Jul 10, 2014 | 1 | Mar 6, 2013 | dropped | 021-192335 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADDIS, JEFFREY, CHARLES | CHIEF OPERATING OFFICER, PRINCIPAL | Na | yes | 10/2013 | Oct 21, 2013 | Dec 18, 2024 |
| CLOUTIER, MICHAEL, JOSEPH | CHIEF MARKETING OFFICER, MANAGING PRINCIPAL, DIRECTOR | Na | yes | 10/2021 | Jan 5, 2022 | Dec 18, 2024 |
| FUND MANAGEMENT INC. | NON-MANAGING MEMBER | C | yes | 11/2006 | Oct 21, 2013 | Dec 18, 2024 |
| GAHAN 2019 DESCENDANTS' TRUST | Member | C | yes | 12/2019 | Mar 27, 2020 | Dec 18, 2024 |
| GAHAN, THOMAS, JAMES | SPECIAL INVESTMENT TRUSTEE | F | yes | 12/2019 | Jul 9, 2014 | Dec 18, 2024 |
| MERGANSER MANAGEMENT HOLDINGS LLC | Member | B | yes | 02/2022 | Mar 25, 2022 | Dec 18, 2024 |
| NELSON, JONATHAN, MILTON | Shareholder | E | yes | 11/2006 | Oct 21, 2013 | Dec 18, 2024 |
| PROVIDENCE EQUITY CAPITAL MARKETS MERGANSER LLC | Member | E | yes | 10/2013 | Oct 21, 2013 | Dec 18, 2024 |
| PROVIDENCE EQUITY GLOBAL GROUP L.L.C. | NON-MANAGING MEMBER | C | yes | 07/2012 | Mar 27, 2017 | Dec 18, 2024 |
| PROVIDENCE EQUITY PARTNERS L.L.C. | Member | D | yes | 10/2013 | Oct 21, 2013 | Dec 18, 2024 |
| PUGLIA, MARC, GERALD | Director | Na | yes | 10/2013 | Oct 21, 2013 | Dec 18, 2024 |
| SALEM, PAUL, JUDE | Director | Na | yes | 12/2024 | Oct 21, 2013 | Dec 18, 2024 |
| SMOCK, ANDREW, M | CHIEF INVESTMENT OFFICER, PRINCIPAL, DIRECTOR (CHAIRMAN) | Na | yes | 07/2016 | Oct 21, 2013 | Dec 18, 2024 |
| VOSS, KIMBERLY, ANN | CHIEF COMPLIANCE OFFICER, PRINCIPAL | Na | yes | 01/2023 | Jan 3, 2023 | Dec 18, 2024 |
| GAHAN, DOLORES, R | INVESTMENT TRUSTEE | F | no | 12/2019 | Jan 8, 2020 | Dec 18, 2024 |
| GAHAN, MICHAEL, JOSEPH | INDEPENDENT TRUSTEE | F | no | 12/2019 | Jan 8, 2020 | Dec 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PROVIDENCE EQUITY PARTNERS L.L.C. | n/a | Asset manager | $24B | Y | yes | n/a |
| PROVIDENCE EQUITY ADVISORS MAURITIUS LIMITED | n/a | n/a | n/a | N | yes | n/a |
| PROVIDENCE EQUITY LLP | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $18B | $18B | 32 | 11 | 0 | 4 | n/a |
| 2024 | Mar 26, 2025 | $17B | $17B | 30 | 10 | 0 | 4 | n/a |
| 2023 | Mar 26, 2024 | $16B | $16B | 32 | 11 | 0 | 5 | $637M |
| 2022 | Mar 27, 2023 | $14B | $14B | 33 | 11 | 0 | 5 | $579M |
| 2021 | Mar 25, 2022 | $15B | $15B | 34 | 11 | 0 | 5 | $537M |
| 2020 | Mar 23, 2021 | $15B | $15B | 30 | 11 | 0 | 6 | $540M |
| 2019 | Mar 27, 2020 | $12B | $12B | 25 | 9 | 0 | 6 | $605M |
| 2018 | Mar 25, 2019 | $9.3B | $9.3B | 25 | 9 | 0 | 5 | $541M |
| 2017 | Mar 27, 2018 | $9.9B | $9.9B | 27 | 9 | 0 | 5 | $490M |
| 2016 | Mar 27, 2017 | $9.9B | $9.9B | 30 | 9 | n/a | 5 | $511M |
| 2015 | Mar 28, 2016 | $9.7B | $9.7B | 28 | 10 | n/a | 4 | $339M |
| 2014 | Mar 23, 2015 | $8.5B | $8.5B | 28 | 10 | n/a | 4 | $302M |
| 2013 | Mar 27, 2014 | $7.1B | $7.1B | 27 | 10 | n/a | 4 | $223M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $18B | $17B | 3.6% | $14B | 8.9% | 32 | 30 | 0 | 0 |