DFX Intelligence

P••••••••• E••••• P••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

P••••••••• E••••• P••••••• L•••••

CRD 155678

P•••••••••, RI

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Search this name across graphsid dfx:ria:908b3181-250d-719d-4326-0c075e113aa2

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 87
Dated events: 38
On other graphs: 5
Observed: Mar 30, 2012 to Mar 30, 2026
38 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

P••••••••• E••••• P••••••• I••

Family office · cited, shared crd

Independent Sponsorsidentity

P••••••••• E••••• P••••••• L•••••

Capital provider to sponsors · cited, shared crd

Private Equityidentity

P••••••••• E••••• P••••••• L•••••

Private equity manager · cited, shared crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $24B••• Locked
Discretionary RAUM: $24B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 135

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••••• E••••• P••••••• V••••• L•••	Private Equity Fund	$4.4B	Mar 30, 2026	79	Mar 30, 2018	reported	021-301720
P••••••••• E••••• P••••••• V••• L•••	Private Equity Fund	$4.3B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• S••••••• G• L•••••	GENERAL PARTNER	F	yes	01/2021	Mar 31, 2021	Jul 26, 2024
C••••• S••••• N••••••••	G•••••• C••••••• M••••••• D••••••• • C•••• C••••••••• O•••••• O• P••••••••• E••••• P••••••• L•••••	Na	yes	02/2020	Feb 18, 2020	Jul 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••••• C•••••• M••••••••• L••	n/a	Other adviser	$18B	Y	no	n/a
P•• T• I••••••••• G• L••	n/a	n/a	n/a	N	yes	n/a
P•• V• S•••••••• I••••••• G• L•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	23	no
NEW YORK	NY	United States	13	no
Boston	Ma	United States	12	no
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$24B	$23B	6.3%	$22B	3.2%	135	138	4	4

Relationships

showing 80 of 87

Affiliated with (3)

→ M•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
← M•••••••• C•••••• M••••••••• L••Registered adviserother investment adviser, bank, control, common control
factForm ADV
← P••••••••• E••••• C•••••• M•••••• L•••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control
factForm ADV

Advises (58)

Dated events

Occurred
Mar 30, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 30, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:908b3181-250d-719d-4326-0c075e113aa2
First observed: Mar 30, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.