DFX Intelligence

B••••• L•• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

B••••• L•• K•••••••••

Advisor at M•• I•••••••• S•••••••• L••

NEWTOWN SQUARE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:624516c9-36db-5757-9fd4-6405ad426661

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 26, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jan 10, 2025	n/a	yes	NEWTOWN SQUARE, PA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jun 20, 2023	Dec 18, 2024	no	HUNTSVILLE, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	M•• I•••••••• S•••••••• L••	Dec 18, 2024	Jan 10, 2025	23	Firm change	Ibd to ibd
E•••••• F•••••••• E••••••	R•••••• J•••• • A••••••••• I•••	Oct 25, 2022	Jun 20, 2023

Relationships

Registered with (4)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 10, 2025 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jun 20, 2023 to Dec 18, 2024factForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Jul 6, 2022 to Oct 25, 2022factForm ADV
→ B•• W••••• S•••••••••

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:624516c9-36db-5757-9fd4-6405ad426661
First observed: Jul 26, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.