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B•• W••••• S•••••••••, LLC, CRD 119670
VESTAVIA, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| S••••• M••••••• C•••••••• | Certified Financial Planner | VESTAVIA, AL | 20 | 24 | 2 | no |
| H••••• S•••••••• | Certified Financial Planner | Clifton, NJ | 19 | 19 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••••• S•••••• M••••••• | MANAGING MEMBER | B | yes | 09/2011 | Mar 24, 2012 | Apr 29, 2024 |
| R•••••••• M•••••••• P•••• | MANAGING MEMBER | E | yes | 09/2011 | Mar 24, 2012 | Apr 29, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 14.3% | 0 | 0 | 0 | 0 | 4 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $528M | $404M | 30.6% | $330M | 17.0% | 11 | 10 | 1 | 1 |
| no |
| M••••••• P•••• R••••••• | Certified Financial Planner|Personal Financial Specialist | VESTAVIA, AL | 17 | 17 | n/a | no |
| T•••••• R••••• J•••• | n/a | Vestavia, AL | VESTAVIA, AL | 5 | 15 | 3 | no |
| L•••••• W••••• B••••••••• | n/a | VESTAVIA, AL | 4 | 10 | n/a | no |
| S•••••• E••• L••••• | Certified Financial Planner | VESTAVIA, AL | 3 | 13 | n/a | no |
| A••••••• N••••• S••••••••• | n/a | VESTAVIA, AL | 1 | 12 | n/a | no |
| CHIEF COMPLIANCE OFFICER |
| Na |
| no |
| 07/2022 |
| Jul 1, 2022 |
| Apr 29, 2024 |
| Jan 22, 2026 |
| $528M |
| $528M |
| 11 |
| 7 |
| 1 |
| n/a |
| n/a |
| 2024 | Jan 27, 2025 | $404M | $404M | 10 | 7 | 1 | n/a | n/a |
| 2023 | Jan 30, 2024 | $347M | $347M | 13 | 11 | 1 | n/a | n/a |
| 2022 | Feb 9, 2023 | $330M | $330M | 13 | 10 | 1 | n/a | n/a |
| 2021 | Mar 17, 2022 | $354M | $354M | 11 | 9 | 1 | n/a | n/a |
| 2020 | Mar 3, 2021 | $295M | $295M | 7 | 7 | 1 | n/a | n/a |
| 2019 | Mar 5, 2020 | $262M | $255M | 6 | 6 | 1 | n/a | n/a |
| 2018 | Mar 19, 2019 | $237M | $236M | 7 | 7 | 2 | n/a | n/a |
| 2017 | Mar 30, 2018 | $261M | $261M | 9 | 7 | 2 | n/a | n/a |
| 2016 | Feb 28, 2017 | $227M | $221M | 9 | 6 | n/a | n/a | n/a |
| 2015 | Mar 7, 2016 | $193M | $187M | 9 | 6 | n/a | n/a | n/a |
| 2014 | Mar 16, 2015 | $184M | $184M | 6 | 5 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $164M | $164M | 6 | 4 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $140M | $140M | 8 | 5 | n/a | n/a | n/a |
| 2011 | Mar 24, 2012 | $119M | $119M | n/a | n/a | n/a | n/a | n/a |