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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 20, 2015 | n/a | yes | CHARLOTTE, NC | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 25, 2015 | Nov 23, 2015 | no | CHARLOTTE, NC | Previous registration |
| EDWARD JONES | National bd RIA | Oct 7, 2013 | Feb 26, 2015 | no | ATLANTA, GA|Maryland Heights, MO|Maryland Heights, MO|CHAMBLEE, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Nov 23, 2015 | Nov 20, 2015 | -3 | Firm change | Wirehouse to ibd |
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 26, 2015 | Mar 25, 2015 | 27 | Firm change | Ibd to wirehouse |