DFX Intelligence

M••••••• R••••• P•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M••••••• R••••• P•••• L•••

Advisor at B••••• G••••• A•••• M•••••••••

MIAMI, FL | B•••••, MA

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Search this name across graphsid dfx:ria:6252a8cb-57eb-82b9-c186-358a8315d101

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• G••••• A•••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 27, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• G••••• A•••• M•••••••••	Bd affiliated wealth	Oct 21, 2022	n/a	yes	MIAMI, FL\|B•••••, MA	Current employment
M••••• S••••••	Wirehouse	Jul 27, 2021	Oct 20, 2022	no	Aventura, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B••••• G••••• A•••• M•••••••••	Oct 20, 2022	Oct 21, 2022	1	Firm change	Wirehouse to RIA
L••••• A•••• M••••••••• L••	M••••• S••••••	Jul 6, 2021	Jul 27, 2021

Relationships

Registered with (5)

→ B••••• G••••• A•••• M•••••••••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 27, 2021 to Oct 20, 2022factForm ADV
→ L••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 20, 2011 to Jul 6, 2021factForm ADV
→ W•••••• I••••••••• S•••••••••

Dated events

Occurred
Oct 20, 2022
Advisor changed firm
M••••••• R••••• P•••• L••• left M••••• S•••••• for B••••• G••••• A•••• M••••••••• (registered 2022-10-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6252a8cb-57eb-82b9-c186-358a8315d101
First observed: Mar 27, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.