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CRD 153255
CORAL GABLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ALVARO RAMON CASTILLO | n/a | CORAL GABLES, FL | 1 | 33 | 2 | no |
| Santiago Joaquin Castillo | n/a | CORAL GABLES, FL | 1 | 12 | n/a | no |
| FERNANDO JOSE CASTILLO | n/a | CORAL GABLES, FL | 0 | 25 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| FRANK SPC PLUS ULTRA SP FUND CLASS L (USD) | Other Private Fund | $20.5M | Aug 6, 2024 | 1 | Mar 17, 2016 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CASTILLO, ALVARO, RAMON | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 04/2022 | Jun 11, 2013 | Aug 6, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 17, 2026 | $240M | $63.9M | 5 | 3 | 0 | 1 | n/a |
| 2024 | Apr 14, 2025 | $263M | $66.5M | 6 | 2 | 0 | 1 | n/a |
| 2023 | Mar 25, 2024 | $204M | $52.9M | 5 | 2 | 0 | 1 | $20.5M |
| 2022 | Mar 28, 2023 | $129M | $45.8M | 5 | 2 | 0 | 1 | $11.0M |
| 2021 | Mar 30, 2022 | $200M | $178M | 6 | 2 | 0 | 1 | $17.5M |
| 2020 | Mar 31, 2021 | $198M | $173M | 4 | 3 | 0 | 1 | $18.9M |
| 2019 | Mar 17, 2020 | $193M | $169M | 4 | 3 | 0 | 1 | $29.0M |
| 2018 | Mar 20, 2019 | $259M | $204M | 6 | 4 | 0 | 1 | $40.8M |
| 2017 | Mar 27, 2018 | $239M | $181M | 7 | 5 | 0 | 1 | $61.9M |
| 2016 | Mar 29, 2017 | $265M | $217M | 5 | 5 | n/a | 1 | $13.4M |
| 2015 | Mar 3, 2016 | $187M | $173M | 7 | 5 | n/a | n/a | n/a |
| 2014 | Mar 3, 2015 | $203M | $102M | 7 | 5 | n/a | n/a | n/a |
| 2013 | Mar 24, 2014 | $170M | $86.9M | 8 | 6 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $240M | $263M | -8.9% | $129M | 23.0% | 5 | 6 | 0 | 0 |