T••••• J• K••••

Advisor at 1• F••••••••

LUFKIN, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6252dc12-8965-b508-b496-2be7c31c9dc3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 1• F••••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Nov 9, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
1• F••••••••	Former SEC adviser	Jan 28, 2025	n/a	yes	LUFKIN, TX	Current employment
E•••• A••••••• I•••	Independent wealth	Jun 28, 2022	Apr 18, 2024	no	COLORADO SPRINGS, CO\|Lufkin, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1• F••••••••	E•••• A••••••• I•••	Dec 31, 2024	Jun 28, 2022	-917	Firm change after gap	RIA to RIA
E•••• A••••••• I•••	1• F••••••••	Apr 18, 2024	Jan 28, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
174569:306559:TX:2024-12-31	Dec 31, 2024	Jun 28, 2022	LUFKIN, TX	Firm change after gap
306559:174569:TX:2024-04-18	Apr 18, 2024	Jan 28, 2025	LUFKIN, TX	Firm change

Relationships

Registered with (3)

→ 1• F••••••••Registered adviserregistration: previous registration
Feb 11, 2015 to Dec 31, 2024factForm ADV
→ E•••• A••••••• I•••Registered adviserregistration: previous registration
Jun 28, 2022 to Apr 18, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 13, 2012 to Apr 2, 2014factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
T••••• J• K•••• left 1• F•••••••• for E•••• A••••••• I••• (registered 2022-06-28)
Form ADVobserved 7 days ago
Occurred
Apr 18, 2024
Advisor changed firm
T••••• J• K•••• left E•••• A••••••• I••• for 1• F•••••••• (registered 2025-01-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6252dc12-8965-b508-b496-2be7c31c9dc3
First observed: Nov 13, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.