DFX Intelligence
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Reading the graph
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Advisor at M••••• S••••••
Beverly Hills, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• | Wirehouse | May 17, 2024 | n/a | yes | Beverly Hills, CA | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | May 30, 2018 | Jul 22, 2022 | no | SANTA MONICA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M••••• S•••••• | Jul 22, 2022 | May 17, 2024 | 665 | Firm change after gap | Wirehouse to wirehouse |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Jan 2, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:7691:CA:2018-01-02 | Jan 2, 2018 | May 30, 2018 | EL SEGUNDO, CA | Firm change |
| N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Former SEC adviser | Aug 16, 2016 | Jan 2, 2018 | no | El Segundo, CA | Previous registration |
| A••••••• F•••••••• N•••••• A••••••• S•••••••• L•• | Former SEC adviser | Jan 20, 2015 | Apr 22, 2015 | no | LOS ANGELES, CA | Previous registration |
| 148 |
| Firm change |
| Other |
| A••••••• F•••••••• N•••••• A••••••• S•••••••• L•• | N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• | Apr 22, 2015 | Aug 16, 2016 | 482 | Firm change after gap | Other |