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Advisor at PTS BROKERAGE, LLC
Mount Laurel, NJ | Medford Lakes, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PTS BROKERAGE, LLC | Former SEC adviser | Apr 24, 2017 | n/a | yes | Mount Laurel, NJ|Medford Lakes, NJ | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 28, 2011 | Jun 13, 2013 | no | MEDFORD LAKES, NJ|Radnor, PA|MEDFORD LAKES, NJ | Previous registration |
| HORNOR, TOWNSEND & KENT, LLC | Independent wealth | Apr 5, 2006 | Dec 31, 2010 | no | BALA CYNWYD, PA|MEDFORD LAKES, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | PTS BROKERAGE, LLC | Jun 13, 2013 | Apr 24, 2017 | 1,411 | Firm change after gap | Other |
| HORNOR, TOWNSEND & KENT, LLC | MML INVESTORS SERVICES, LLC | Dec 31, 2010 | Jan 28, 2011 | 28 | Firm change | Other |