RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S•••• H•••
- P•• B••••••••• L•• former currentsince Apr 24, 2017 · Mount Laurel, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 28, 2011 to Jun 13, 2013 · Medford Lakes, Nj
- H•••••• T••••••• • K•••• L•• independent RIAApr 5, 2006 to Dec 31, 2010 · Bala Cynwyd, Pa
- M•• I•••••••• S•••••••• L•• to P•• B••••••••• L••left Jun 13, 2013, registered Apr 24, 2017 (1411 days) · Other
- H•••••• T••••••• • K•••• L•• to M•• I•••••••• S•••••••• L••left Dec 31, 2010, registered Jan 28, 2011 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address