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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CARROLL INVESTMENTS, LLC

CRD 316884

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:626282b9-1a8a-5196-192e-4f943190c0eb

Data as of Oct 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 1
Observed: Dec 4, 2021 to Oct 20, 2023
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

Carroll Investments, LLC

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $563MItem 5.F on the latest filing (2023-10-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $563Mgross asset value as reported per fund; never fund size
Custody, client assets: $563M
SEC number: 801-122989
CRD: 316884
Filings on the tape: 5
First filed: Dec 4, 2021
Latest filed: Oct 20, 2023
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CARROLL MULTIFAMILY VENTURE VII, LP	Real Estate Fund	$563M	Oct 20, 2023	24	Mar 30, 2022	reported	021-427630

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Carroll, Michael, Patrick	Owner	E	yes	08/2012	Dec 4, 2021	Oct 20, 2023
Carroll, Michael, Patrick	FOUNDER AND CEO	Na	yes	08/2021	Dec 4, 2021	Oct 20, 2023
HUP INVESTMENT COMPANY, LLC	Owner	E	yes	08/2012	Dec 4, 2021	Oct 20, 2023
JOHNS, MELANIE, ANN	CHIEF FINANCIAL OFFICER	Na	yes	08/2021	Dec 4, 2021	Oct 20, 2023
MPC PARTNERSHIP HOLDINGS LLC	Owner	E	yes	08/2021	Dec 4, 2021	Oct 20, 2023
P. CARROLL CAPITAL PARTNERS, LLC	OWNER, MEMBER/MANAGER	D	yes	02/2013	Dec 4, 2021	Oct 20, 2023
PEREZ, DAVID, JOSE	PRESIDENT, CHIEF OPERATING OFFICER	Na	yes	08/2021	Dec 4, 2021	Oct 20, 2023
KLEINSCHMIDT, ERIC, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	06/2022	Jun 28, 2022	Oct 20, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CARROLL MULTIFAMILY HOLDINGS VI, LLC	n/a	n/a	n/a	N	yes	n/a
CARROLL MULTIFAMILY HOLDINGS VII, LLC	n/a	n/a	n/a	N	yes	n/a
MPC PROPERTY HOLDINGS III, LLC	n/a	n/a	n/a	N	yes	n/a
MPC PROPERTY HOLDINGS IV, LLC	n/a	n/a	n/a	N	yes	n/a
MPC PROPERTY HOLDINGS V, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$563M	$0	10	10	0	1	$563M
2021	Mar 30, 2022	$215M	$0	12	12	0	1	$215M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$563M	$215M	162.4%	n/a	n/a	10	12	0	0

Relationships

Advises (1)

→ CARROLL MULTIFAMILY VENTURE VII, LPPrivate fundReal Estate Fund, IA
Mar 30, 2022 to presentfactForm ADV

Owns (1)

← KLEINSCHMIDT, ERIC, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 28, 2022 to presentfactForm ADV

Controls (6)

← PEREZ, DAVID, JOSEOwnerPRESIDENT, CHIEF OPERATING OFFICER, ownership code NA, individual
Dec 4, 2021 to presentfactForm ADV
← Carroll, Michael, PatrickOwnerOWNER, ownership code E, individual
Dec 4, 2021 to presentfactForm ADV
← JOHNS, MELANIE, ANNOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Dec 4, 2021 to presentfactForm ADV
← HUP INVESTMENT COMPANY, LLCOwnerOWNER, ownership code E, domestic entity
Dec 4, 2021 to presentfactForm ADV
← MPC PARTNERSHIP HOLDINGS LLCOwnerOWNER, ownership code E, domestic entity
Dec 4, 2021 to presentfactForm ADV
← P. CARROLL CAPITAL PARTNERS, LLCOwnerOWNER, MEMBER/MANAGER, ownership code D, domestic entity
Dec 4, 2021 to presentfactForm ADV

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
Carroll Investments, Llc reported RAUM $563.1M, up 162% from $214.6M (2022-06-28 to 2023-03-31)
Form ADVobserved 6 days ago
$348M
Occurred
Mar 31, 2023
Control person left
James Joshua Champion (President & Chief Investment Officer) no longer on Schedule A of Carroll Investments, Llc (listed 2022-06-28, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
Ashley Brett Richards (Executive Vice President) no longer on Schedule A of Carroll Investments, Llc (listed 2022-06-28, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Dec 4, 2021
First Form ADV filing
Carroll Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:626282b9-1a8a-5196-192e-4f943190c0eb
First observed: Dec 4, 2021
Last observed: Oct 20, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CARROLL INVESTMENTS, LLC

CRD 316884

ATLANTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:626282b9-1a8a-5196-192e-4f943190c0eb

Data as of Oct 20, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CARROLL MULTIFAMILY VENTURE VII, LP

Real Estate Fund

$563M

Oct 20, 2023

Mar 30, 2022

reported

021-427630

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Carroll, Michael, Patrick

Owner

yes

08/2012

Dec 4, 2021

Oct 20, 2023

Carroll, Michael, Patrick

FOUNDER AND CEO

yes

08/2021

Dec 4, 2021

Oct 20, 2023

HUP INVESTMENT COMPANY, LLC

Owner

yes

08/2012

Dec 4, 2021

Oct 20, 2023

JOHNS, MELANIE, ANN

CHIEF FINANCIAL OFFICER

yes

08/2021

Dec 4, 2021

Oct 20, 2023

MPC PARTNERSHIP HOLDINGS LLC

Owner

yes

08/2021

Dec 4, 2021

Oct 20, 2023

P. CARROLL CAPITAL PARTNERS, LLC

OWNER, MEMBER/MANAGER

yes

02/2013

Dec 4, 2021

Oct 20, 2023

PEREZ, DAVID, JOSE

PRESIDENT, CHIEF OPERATING OFFICER

yes

08/2021

Dec 4, 2021

Oct 20, 2023

KLEINSCHMIDT, ERIC, JOSEPH

CHIEF COMPLIANCE OFFICER

06/2022

Jun 28, 2022

Oct 20, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CARROLL MULTIFAMILY HOLDINGS VI, LLC

n/a

yes

n/a

CARROLL MULTIFAMILY HOLDINGS VII, LLC

n/a

yes

n/a

MPC PROPERTY HOLDINGS III, LLC

n/a

yes

n/a

MPC PROPERTY HOLDINGS IV, LLC

n/a

yes

n/a

MPC PROPERTY HOLDINGS V, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$563M

2021

Mar 30, 2022

$215M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$563M

$215M

162.4%

n/a