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Former SEC-registered adviser

C•••••• I••••••••• L••

Former SEC-registered adviserAtlanta, GeorgiaCRD 316884SEC 801-122989IAPD
Latest filing Oct 20, 2023
First filing on the tape Dec 4, 2021 · 5 filings
RAUM
$563M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$563M gross assets
History
5 filings and snapshots on the tape
RAUM$563M as of Mar 31, 2023
Mar 30, 2022$215M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Mar 30, 20220 then
Employees (5.A)10 as of Mar 31, 2023
Mar 30, 202212 then
Private funds1 as of Mar 31, 2023
Mar 30, 20221 then
RAUM +162% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Oct 20, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$563MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+162%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$563M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$563M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$563M for 1 clientsreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••••• M••••••••• V•••••• V••• L•Real Estate Fund$563M24Mar 30, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• M••••••• P•••••• · Founder And Ceocontrol
        since 08/2021 · owns less than 5%
      • J••••• M••••••• A•• · Chief Financial Officercontrol
        since 08/2021 · owns less than 5%
      • P••••• D••••• J••• · President, Chief Operating Officercontrol
        since 08/2021 · owns less than 5%
      • C••••••• M••••••• P•••••• · Ownercontrol
        since 08/2012 · owns 75% or more of H•• I••••••••• C••••••• L••
      • K••••••••• E•••• J••••• · Chief Compliance Officer
        since 06/2022 · owns less than 5%
      Entity owners
      • M•• P••••••••• H••••••• L•• · Owner
        direct · owns 75% or more
      • H•• I••••••••• C••••••• L•• · Owner
        indirect · owns 75% or more of P• C•••••• C•••••• P•••••••• L••
      • P• C•••••• C•••••• P•••••••• L•• · Owner, Member/Manager
        indirect · owns 50% to 75% of M•• P••••••••• H••••••• L••
      Related persons
      Schedule D 7.A
      • C•••••• M••••••••• H••••••• V•• L••
        pooled vehicle sponsorn
      • C•••••• M••••••••• H••••••• V••• L••
        pooled vehicle sponsorn
      • M•• P••••••• H••••••• I••• L••
        pooled vehicle sponsorn
      • M•• P••••••• H••••••• I•• L••
        pooled vehicle sponsorn
      • M•• P••••••• H••••••• V• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 12 to 10
        Jun 28, 2022 to Mar 31, 2023
      • Assets in custody · $215M to $563M
        Jun 28, 2022 to Mar 31, 2023
      • Employees · 12 to 10
        Jun 28, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $215M to $563M
        Jun 28, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $215M to $563M
        Jun 28, 2022 to Mar 31, 2023
      • RAUM · $215M to $563M
        Jun 28, 2022 to Mar 31, 2023
      • Accounts · 0 to 1
        Dec 4, 2021 to Mar 30, 2022
      • Pooled vehicle clients · unset to 1.0
        Dec 4, 2021 to Mar 30, 2022
      • Assets in custody · unset to 214581335.0
        Dec 4, 2021 to Mar 30, 2022
      • Custody of client assets · false to true
        Dec 4, 2021 to Mar 30, 2022
      • Private funds · unset to 1
        Dec 4, 2021 to Mar 30, 2022
      • Non-discretionary RAUM · $0 to $215M
        Dec 4, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · unset to 214581335.0
        Dec 4, 2021 to Mar 30, 2022
      • RAUM · $0 to $215M
        Dec 4, 2021 to Mar 30, 2022
      Signals
      4 dated events
      • C•••••• I••••••••• L•• reported RAUM $563.1M, up 162% from $214.6M (2022-06-28 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • J•••• J••••• C••••••• (President & Chief Investment Officer) no longer on Schedule A of C•••••• I••••••••• L•• (listed 2022-06-28, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • Ashley Brett Richards (Executive Vice President) no longer on Schedule A of C•••••• I••••••••• L•• (listed 2022-06-28, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • C•••••• I••••••••• L•• filed its initial SEC registration (Form ADV)
        Dec 4, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      C•••••• I••••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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