DFX Intelligence

H••••• P•••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

H••••• P•••••• W•••••• L••

CRD 336484

ROYAL OAK, MI

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Search this name across graphsid dfx:ria:62663547-0c86-2202-74fd-cb66387ed93b

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2025 to Mar 31, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.38 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $171M••• Locked
Discretionary RAUM: $67.3M
Private client RAUM: $65.0Mderived••• Locked
Private client share: 38%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $85.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• A••• H•••••	Chartered Financial Consultant	ROYAL OAK, MI	1	38	1	no
R•••••• A••• H•••••	Certified Financial Planner	ROYAL OAK, MI	1	11

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$171M	$67.3M	6	2	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$171M	n/a	n/a	n/a	n/a	6	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S••	2	Jul 8, 2025	Jul 8, 2025	ROYAL OAK, MI	Team lift out	Ibd to RIA	0.4%

Relationships

Registered with (2)

← R•••••• A••• H•••••Advisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV
← R•••••• A••• H•••••Advisorregistration: current employment
Jul 8, 2025 to presentfactForm ADV

Moved with (1)

← S••Registered adviser2 advisors, team lift out, same day
Jul 8, 2025 to Jul 8, 2025factForm ADV

Dated events

Occurred
Jul 8, 2025
Team lift-out
••• Locked
Form ADVobserved 8 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62663547-0c86-2202-74fd-cb66387ed93b
First observed: Oct 7, 2025
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.