DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H••••• P•••••• W•••••• L••

Wealth manager with institutional or fund businessRoyal Oak, MichiganCRD 336484SEC 801-134707websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Oct 7, 2025 · 2 filings
SEC status approved since Nov 19, 2025
RAUM
$171M
reported, Item 5.F
Discretionary
39%
of RAUM
Private clients
38%
$65.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$85.7M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$171M as of Mar 31, 2026
Oct 7, 2025$132M then
HNW client RAUM$19.7M as of Mar 31, 2026
Oct 7, 2025$45.0M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Oct 7, 20252 then
Employees (5.A)6 as of Mar 31, 2026
Oct 7, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$85.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
94derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$268,567derivedRAUM over accounts (5.F.2.f)
Discretionary
39%derivedof RAUM
Institutional
0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$105M61%
  • Individuals$45.4M26%
  • High-net-worth individuals$19.7M11%
  • Charitable organizations$1.1M0.6%
Individual clients
175reported
HNW clients
12reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
638reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.38 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••••• A••• H•••••Certified Financial PlannerRoyal Oak, MiJul 8, 202511 y1
R•••••• A••• H•••••Chartered Financial ConsultantRoyal Oak, MiJul 8, 202538 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Royal Oak, Mi · principal200
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Mar 31, 2026
        custody of client assets (Item 9.A): yes on the filing of 2025-10-07, no on the filing of 2026-03-31
        peers: independent wealth managers, $100M to $500M (5,678)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 106 to 638
        Oct 7, 2025 to Mar 31, 2026
      • Corporate clients · 16 to 35
        Oct 7, 2025 to Mar 31, 2026
      • HNW clients · 23 to 12
        Oct 7, 2025 to Mar 31, 2026
      • Individual clients · 37 to 175
        Oct 7, 2025 to Mar 31, 2026
      • Assets in custody · 5000000.0 to unset
        Oct 7, 2025 to Mar 31, 2026
      • Custody of client assets · true to false
        Oct 7, 2025 to Mar 31, 2026
      • Employees · 2 to 6
        Oct 7, 2025 to Mar 31, 2026
      • Financial planning clients · 0 to 11-25
        Oct 7, 2025 to Mar 31, 2026
      • Discretionary RAUM · $69.0M to $67.3M
        Oct 7, 2025 to Mar 31, 2026
      • HNW RAUM · $45.0M to $19.7M
        Oct 7, 2025 to Mar 31, 2026
      • Individual RAUM · $24.0M to $45.4M
        Oct 7, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $63.0M to $104M
        Oct 7, 2025 to Mar 31, 2026
      • RAUM · $132M to $171M
        Oct 7, 2025 to Mar 31, 2026
      Signals
      1 dated events
      • 2 advisors left Spc (Royal Oak, MI) for H••••• P•••••• W•••••• L•• on the same day
        Jul 8, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      c•••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      c••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      r••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business email
      r•••••••@h•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      248-298-4004reportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      248-298-4000reportedpublished by the firm, firm site, Sep 17, 2026
      Firm profile
      linkedin.com/company/hoover-private-wealthreportedpublic record, Form ADV, Sep 19, 2026
      Website
      h•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      (248) 298-4000reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $85.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026