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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

JOHN R CULTRERA

Advisor at LPL FINANCIAL LLC

BROOKLYN, NY | BROOKLYN , NY

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Search this name across graphsid dfx:ria:626a5ecc-b667-7d87-1b69-8f2ea01f713e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: May 24, 2013
First registration: Oct 25, 2013
Dual registered: yes, broker-dealer
Other names: JOHN CULTRERA|JOHN RALPH CULTRERA|JOHN RALPH CULTRERA
IAPD individual key: 6090243

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 18, 2022	n/a	yes	BROOKLYN , NY\|BROOKLYN, NY	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 28, 2019	May 2, 2022	no	BROOKLYN, NY\|POUGHKEEPSIE, NY\|BROOKLYN, NY	Previous registration
JOSEPH GUNNAR & CO., LLC	Former SEC adviser	Apr 29, 2014	May 29, 2015	no	NEW YORK, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 25, 2013	Apr 28, 2014	no	PENNINGTON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	May 2, 2022	Apr 18, 2022	-14	Firm change	Ibd to RIA
JOSEPH GUNNAR & CO., LLC	WOODBURY FINANCIAL SERVICES, INC.	May 29, 2015	Oct 28, 2019	1,613	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	JOSEPH GUNNAR & CO., LLC	Apr 28, 2014	Apr 29, 2014	1	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 28, 2019 to May 2, 2022factForm ADV
→ JOSEPH GUNNAR & CO., LLCRegistered adviserregistration: previous registration
Apr 29, 2014 to May 29, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 25, 2013 to Apr 28, 2014factForm ADV

Dated events

Occurred
May 2, 2022
Advisor changed firm
John R Cultrera left Woodbury Financial Services, Inc. for Lpl Financial Llc (registered 2022-04-18)
Form ADVobserved 6 days ago