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Advisor at CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
MINNEAPOLIS, MN | OAK BROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Bd affiliated wealth | Jul 12, 2016 | n/a | yes | OAK BROOK, IL|MINNEAPOLIS, MN|MINNEAPOLIS, MN | Current employment |
| Spc | Bd affiliated wealth | Jan 6, 2011 | Jul 1, 2016 | no | LISLE, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 5, 2009 | Jan 11, 2011 | no | CHICAGO, IL|NAPERVILLE, IL|DOWNERS GROVE, IL | Previous registration |
| AMERIPRISE ADVISOR SERVICES, INC. | n/a | Mar 26, 2007 | Oct 5, 2009 | no | NAPERVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | Jul 1, 2016 | Jul 12, 2016 | 11 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | Spc | Jan 11, 2011 | Jan 6, 2011 | -5 | Firm change | Other |
| AMERIPRISE ADVISOR SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 5, 2009 | Oct 5, 2009 | 0 | Bulk transfer | Other |