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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

SHANE BUTLER WEISMAN

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

VANCOUVER, WA | Camas, WA

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Search this name across graphsid dfx:ria:6271fbfc-fec4-afda-ecc1-b050fabf04b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 28, 2005
First registration: Mar 9, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 5040709

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 9, 2011	n/a	yes	VANCOUVER, WA\|Camas, WA	Current employment
SIGNATOR FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 13, 2009	Jan 31, 2011	no	Bellevue, WA\|VANCOUVER, WA	Previous registration
RELIANCE INVESTING, INC.	State registered	Mar 24, 2009	Feb 18, 2011	no	VANCOUVER, WA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Mar 9, 2009	Aug 18, 2009	no	VANCOUVER, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RELIANCE INVESTING, INC.	SIGNATOR FINANCIAL SERVICES, INC.	Feb 18, 2011	Aug 13, 2009	-554	Firm change after gap	Other
SIGNATOR FINANCIAL SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 31, 2011	Feb 9, 2011	9	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RELIANCE INVESTING, INC.	Aug 18, 2009	Mar 24, 2009	-147	Firm change after gap	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 9, 2011 to presentfactForm ADV
→ RELIANCE INVESTING, INC.Registered adviserregistration: previous registration
Mar 24, 2009 to Feb 18, 2011factForm ADV
→ SIGNATOR FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 13, 2009 to Jan 31, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Mar 9, 2009 to Aug 18, 2009factForm ADV

Dated events

No dated event names this entity yet.