DFX Intelligence

M•••••• J• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

M•••••• J• G•••••••

Advisor at B••••• P••••• A•••••••• L••

Summitt, NJ | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:6272c063-3a71-7617-bce8-f0684590b830

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 5, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 3, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Apr 9, 2019	n/a	yes	Summitt, NJ\|NEWPORT BEACH, CA	Current employment
B••••• P••••• W••••• A•••••••• L••	Former SEC adviser	Apr 9, 2019	Apr 27, 2020	no	Summit, NJ\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	Apr 27, 2020	Apr 9, 2019	-384	Bulk transfer	RIA to RIA
H••••• W••••• A•••••••• L•••	B••••• P••••• W••••• A•••••••• L••	May 7, 2019	Apr 9, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
153730:151328:NJ:2019-05-07	May 7, 2019	Apr 9, 2019	SUMMIT, NJ	Firm change

Relationships

Registered with (5)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Apr 9, 2019 to presentfactForm ADV
→ B••••• P••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 9, 2019 to Apr 27, 2020factForm ADV
→ H••••• W••••• A•••••••• L•••Registered adviserregistration: previous registration
Oct 14, 2016 to May 7, 2019factForm ADV
→ R•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6272c063-3a71-7617-bce8-f0684590b830
First observed: Oct 5, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.