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Advisor at TKG FINANCIAL LLC
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TKG FINANCIAL LLC | State registered | Dec 9, 2021 | n/a | yes | TAMPA, FL | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 18, 2019 | Nov 26, 2021 | no | GIG HARBOR, WA|GIG HARBOR, WA|PORTLAND, OR | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 13, 2015 | Nov 25, 2019 | no | TACOMA, WA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 15, 2011 | Feb 13, 2015 | no | SEATTLE, WA|TACOMA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | TKG FINANCIAL LLC | Nov 26, 2021 | Dec 9, 2021 | 13 | Firm change | Ibd to state RIA |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Nov 25, 2019 | Dec 18, 2019 | 23 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Feb 13, 2015 | Feb 13, 2015 | 0 | Channel change | Wirehouse to wirehouse |