DFX Intelligence

A••••• R•••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

A••••• R•••••• T••••

Advisor at O•••••••

••• Locked

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Search this name across graphsid dfx:ria:6286a023-48cc-16b5-0c60-1af19bbf3882

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 28, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Sep 2, 2026	n/a	yes	Newport Beach, CA	Current employment
O•••••••	Independent wealth	Nov 7, 2024	n/a	yes	BEACHWOOD, OH\|Orange, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••••••	Oct 8, 2024	Nov 7, 2024	30	Firm change	Wirehouse to RIA
M••••• S••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Sep 9, 2022	Aug 19, 2022

Relationships

Registered with (4)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ O•••••••Registered adviserregistration: current employment
Nov 7, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 19, 2022 to Oct 8, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Oct 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6286a023-48cc-16b5-0c60-1af19bbf3882
First observed: Aug 28, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.