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Advisor at J. W. COLE ADVISORS, INC.
TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2018 | n/a | yes | TAMPA, FL | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Mar 11, 2016 | Mar 19, 2018 | no | APPLETON, WI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 25, 2015 | Feb 3, 2016 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | J. W. COLE ADVISORS, INC. | Mar 19, 2018 | Mar 28, 2018 | 9 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | INVEST FINANCIAL CORPORATION | Feb 3, 2016 | Mar 11, 2016 | 37 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 12984:112294:WI:2018-03-19 | Mar 19, 2018 | Mar 28, 2018 | APPLETON, WI | Firm change |