DFX Intelligence

V••••••• K••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

V••••••• K••• S•••••••

Advisor at S••••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:6294c1a8-908f-b524-abda-cc23cc914422

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• L••	Independent wealth	Jan 7, 2013	n/a	yes	ATLANTA, GA	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 28, 2010	Jul 7, 2011	no	ATLANTA, GA\|CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	S••••••••• L••	Jul 7, 2011	Jan 7, 2013	550	Firm change after gap	Other
S••••••• I••••••••• S•••••••• I•••	W•••• F•••• A•••••••	Aug 9, 2010	Oct 28, 2010

Relationships

Registered with (5)

→ S••••••••• L••Registered adviserregistration: current employment
Jan 7, 2013 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 28, 2010 to Jul 7, 2011factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 14, 2004 to Aug 9, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6294c1a8-908f-b524-abda-cc23cc914422
First observed: Nov 21, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.