DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS COMMODITY ADVISOR, LLC, CRD 290353

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6298909a-4021-260e-c5a8-4aafcacd8d6c

Data as of Oct 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 19
On other graphs: 0
Observed: Nov 8, 2017 to Oct 27, 2023
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $29.1MItem 5.F on the latest filing (2023-10-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $29.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 450
Advisory employees: 106
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-112132
CRD: 290353
Filings on the tape: 14
First filed: Nov 8, 2017
Latest filed: Oct 27, 2023
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELGRAD, STEPHEN, HAROLD	Director	Na	yes	07/2019	Mar 30, 2020	Oct 27, 2023
EL-HILLOW, KATHERINE, ANNE	Director	Na	yes	05/2021	Jun 1, 2021	Oct 27, 2023
EMERALD ACQUISITION LIMITED	Owner	E	yes	06/2016	Nov 8, 2017	Oct 27, 2023
FLETCHER, THOMAS, EDWARD	President	Na	yes	09/2017	Nov 8, 2017	Oct 27, 2023
MAINELLI, KELLY, KEVIN	Director	Na	yes	09/2020	Mar 18, 2021	Oct 27, 2023
Mortensen, Peter	CHIEF RISK OFFICER	Na	yes	06/2023	Jun 30, 2023	Oct 27, 2023
RUSSELL INVESTMENTS CAYMAN MIDCO, LTD.	Owner	E	yes	06/2016	Mar 31, 2023	Oct 27, 2023
RUSSELL INVESTMENTS GROUP, LTD.	Owner	E	yes	09/2016	Nov 8, 2017	Oct 27, 2023
RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC.	Owner	E	yes	09/2017	Nov 8, 2017	Oct 27, 2023
SURLOFF, HOWARD, BRIAN	CHIEF LEGAL OFFICER	Na	yes	03/2022	Mar 31, 2022	Oct 27, 2023
TA XII-A EU AIV, L.P.	Shareholder	C	yes	09/2016	Nov 8, 2017	Oct 27, 2023
RACZYNSKI, MICHAEL, CHRISTOPHER	CHIEF COMPLIANCE OFFICER	Na	no	10/2023	Oct 27, 2023	Oct 27, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC	n/a	Institutional manager	$81B	N	yes	n/a
RUSSELL INVESTMENT MANAGEMENT, LLC	n/a	Asset manager	$69B	N	yes	n/a
RUSSELL INVESTMENTS CAPITAL, LLC	n/a	Asset manager	$35B	N	yes	n/a
FRF PARTNERS II LLC	n/a	n/a	n/a	N	yes	n/a
FRF PARTNERS IV, L.P.	n/a	n/a	n/a	N	yes	n/a
IN PARTNERSHIP FINANCIAL ADVISERS LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT GROUP LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT GROUP PTY LTD	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT MANAGEMENT (SHANGHAI) COMPANY, LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENT MANAGEMENT LTD	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS DELAWARE, LLC	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS EMPLOYEE BENEFITS PTY. LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS FINANCIAL SOLUTIONS PTY LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS FRANCE SAS	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS FUNDS MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS GUI GP S.A.R.L.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS JAPAN CO., LTD.	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS KOREA LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS PMF 2019 GP, LLC	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP LIMITED	n/a	n/a	n/a	N	yes	n/a
RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP1 LIMITED	n/a	n/a	n/a	N	yes	n/a
THE ON-LINE PARTNERSHIP LIMITED	n/a	n/a	n/a	N	yes	n/a
THE WHITECHURCH NETWORK LIMITED	n/a	n/a	n/a	N	yes	n/a
TOTAL RISK MANAGEMENT PTY. LIMITED	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	13	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$29.1M	$29.1M	450	106	1	n/a	n/a
2021	Mar 31, 2022	$1.4M	$1.4M	24	13	1	n/a	n/a
2020	Mar 18, 2021	$11.3M	$11.3M	29	16	0	n/a	n/a
2019	Mar 30, 2020	$20.4M	$20.4M	12	7	0	n/a	n/a
2018	Mar 29, 2019	$112M	$112M	12	7	0	n/a	n/a
2017	Mar 29, 2018	$13.2M	$13.2M	12	7	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$29.1M	$1.4M	1962.8%	$20.4M	12.6%	450	24	1	1

Relationships

Affiliated with (3)

→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, broker-dealer, bank, common control
factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (11)

← BELGRAD, STEPHEN, HAROLDOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← MAINELLI, KELLY, KEVINOwnerDIRECTOR, ownership code NA, individual
Mar 18, 2021 to presentfactForm ADV
← FLETCHER, THOMAS, EDWARDOwnerPRESIDENT, ownership code NA, individual
Nov 8, 2017 to presentfactForm ADV
← EL-HILLOW, KATHERINE, ANNEOwnerDIRECTOR, ownership code NA, individual
Jun 1, 2021 to presentfactForm ADV
← SURLOFF, HOWARD, BRIANOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Mar 31, 2022 to presentfactForm ADV
← Mortensen, PeterOwnerCHIEF RISK OFFICER, ownership code NA, individual
Jun 30, 2023 to presentfactForm ADV
← EMERALD ACQUISITION LIMITEDOwnerOWNER, ownership code E, foreign entity
Nov 8, 2017 to presentfactForm ADV
← RUSSELL INVESTMENTS CAYMAN MIDCO, LTD.OwnerOWNER, ownership code E, foreign entity
Mar 31, 2023 to presentfactForm ADV
← RUSSELL INVESTMENTS GROUP, LTD.OwnerOWNER, ownership code E, foreign entity
Nov 8, 2017 to presentfactForm ADV
← RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC.OwnerOWNER, ownership code E, domestic entity
Nov 8, 2017 to presentfactForm ADV
← TA XII-A EU AIV, L.P.OwnerSHAREHOLDER, ownership code C, foreign entity
Nov 8, 2017 to presentfactForm ADV

Owns (1)

← RACZYNSKI, MICHAEL, CHRISTOPHEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 27, 2023 to presentfactForm ADV

Dated events

Occurred
Oct 27, 2023
Control person left
Sylvester Marbey (Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2023-06-30, absent 2023-10-27)
Form ADVobserved 6 days ago
Occurred
Jun 30, 2023
Control person left
Patrick John Mcmurray (Chief Risk Officer) no longer on Schedule A of Russell Investments (listed 2023-03-31, absent 2023-06-30)
Form ADVobserved 6 days ago
Occurred
Jun 30, 2023
Control person joined
Peter Mortensen (Chief Risk Officer) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Brian Howard Surloff (Global Chief Legal Counsel) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Patrick John Mcmurray (Chief Risk Officer) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Aug 12, 2021
Control person joined
Sylvester Marbey (Us Advisor Chief Compliance Officer) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Aug 12, 2021
Control person left
Lyda Iturralde (Us Advisor Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2021-06-01, absent 2021-08-12)
Form ADVobserved 6 days ago
Occurred
Jun 1, 2021
Control person left
J Peter Gunning (Director) no longer on Schedule A of Russell Investments (listed 2021-03-18, absent 2021-06-01)
Form ADVobserved 6 days ago
Occurred
Jun 1, 2021
Control person joined
Anne Katherine El-Hillow (Director) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Mar 18, 2021
Control person left
Vincent Steven Kirschner (Director) no longer on Schedule A of Russell Investments (listed 2020-12-23, absent 2021-03-18)
Form ADVobserved 6 days ago
Occurred
Mar 18, 2021
Control person joined
Kevin Kelly Mainelli (Director) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Dec 23, 2020
Control person left
Louise Kristin Burnett (Chief Compliance Officer) no longer on Schedule A of Russell Investments (listed 2020-03-30, absent 2020-12-23)
Form ADVobserved 6 days ago
Occurred
Dec 23, 2020
Control person joined
Lyda Iturralde (Us Advisor Chief Compliance Officer) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Harold Stephen Belgrad (Director) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person joined
J Peter Gunning (Director) appeared on Schedule A of Russell Investments
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
Todd Jeffrey Hussey (Director) no longer on Schedule A of Russell Investments (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
Charles Matthew Moss (Chief Financial Officer) no longer on Schedule A of Russell Investments (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person left
Wayne Kenneth Willman (Chief Legal Officer) no longer on Schedule A of Russell Investments (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 6 days ago
Occurred
Nov 8, 2017
First Form ADV filing
Russell Investments Commodity Advisor, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6298909a-4021-260e-c5a8-4aafcacd8d6c
First observed: Nov 8, 2017
Last observed: Oct 27, 2023 35 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RUSSELL INVESTMENTS

RUSSELL INVESTMENTS COMMODITY ADVISOR, LLC, CRD 290353

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6298909a-4021-260e-c5a8-4aafcacd8d6c

Data as of Oct 27, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELGRAD, STEPHEN, HAROLD

Director

yes

07/2019

Mar 30, 2020

Oct 27, 2023

EL-HILLOW, KATHERINE, ANNE

Director

yes

05/2021

Jun 1, 2021

Oct 27, 2023

EMERALD ACQUISITION LIMITED

Owner

yes

06/2016

Nov 8, 2017

Oct 27, 2023

FLETCHER, THOMAS, EDWARD

President

yes

09/2017

Nov 8, 2017

Oct 27, 2023

MAINELLI, KELLY, KEVIN

Director

yes

09/2020

Mar 18, 2021

Oct 27, 2023

Mortensen, Peter

CHIEF RISK OFFICER

yes

06/2023

Jun 30, 2023

Oct 27, 2023

RUSSELL INVESTMENTS CAYMAN MIDCO, LTD.

Owner

yes

06/2016

Mar 31, 2023

Oct 27, 2023

RUSSELL INVESTMENTS GROUP, LTD.

Owner

yes

09/2016

Nov 8, 2017

Oct 27, 2023

RUSSELL INVESTMENTS US INSTITUTIONAL HOLDCO, INC.

Owner

yes

09/2017

Nov 8, 2017

Oct 27, 2023

SURLOFF, HOWARD, BRIAN

CHIEF LEGAL OFFICER

yes

03/2022

Mar 31, 2022

Oct 27, 2023

TA XII-A EU AIV, L.P.

Shareholder

yes

09/2016

Nov 8, 2017

Oct 27, 2023

RACZYNSKI, MICHAEL, CHRISTOPHER

CHIEF COMPLIANCE OFFICER

10/2023

Oct 27, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC

n/a

Institutional manager

$81B

yes

n/a

RUSSELL INVESTMENT MANAGEMENT, LLC

n/a

Asset manager

$69B

yes

n/a

RUSSELL INVESTMENTS CAPITAL, LLC

n/a

Asset manager

$35B

yes

n/a

FRF PARTNERS II LLC

n/a

yes

n/a

FRF PARTNERS IV, L.P.

n/a

yes

n/a

IN PARTNERSHIP FINANCIAL ADVISERS LIMITED

n/a

yes

n/a

RUSSELL INVESTMENT GROUP LTD.

n/a

yes

n/a

RUSSELL INVESTMENT GROUP PTY LTD

n/a

yes

n/a

RUSSELL INVESTMENT MANAGEMENT (SHANGHAI) COMPANY, LTD.

n/a

yes

n/a

RUSSELL INVESTMENT MANAGEMENT LTD

n/a

yes

n/a

RUSSELL INVESTMENTS CANADA LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS DELAWARE, LLC

n/a

yes

n/a

RUSSELL INVESTMENTS EMPLOYEE BENEFITS PTY. LTD.

n/a

yes

n/a

RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC

n/a

yes

n/a

RUSSELL INVESTMENTS FINANCIAL SOLUTIONS PTY LTD.

n/a

yes

n/a

RUSSELL INVESTMENTS FRANCE SAS

n/a

yes

n/a

RUSSELL INVESTMENTS FUNDS MANAGEMENT, LLC

n/a

yes

n/a

RUSSELL INVESTMENTS GUI GP S.A.R.L.

n/a

yes

n/a

RUSSELL INVESTMENTS IMPLEMENTATION SERVICES LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS IRELAND LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS JAPAN CO., LTD.

n/a

yes

n/a

RUSSELL INVESTMENTS KOREA LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS PMF 2019 GP, LLC

n/a

yes

n/a

RUSSELL INVESTMENTS TRUST COMPANY

n/a

yes

n/a

RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP LIMITED

n/a

yes

n/a

RUSSELL INVESTMENTS WPP GLOBAL PRIVATE CREDIT GP1 LIMITED

n/a

yes

n/a

THE ON-LINE PARTNERSHIP LIMITED

n/a

yes

n/a

THE WHITECHURCH NETWORK LIMITED

n/a

yes

n/a

TOTAL RISK MANAGEMENT PTY. LIMITED

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$29.1M

450

106

n/a

2021

Mar 31, 2022

$1.4M

n/a

2020

Mar 18, 2021

$11.3M

n/a

2019

Mar 30, 2020

$20.4M

n/a

2018

Mar 29, 2019

$112M

n/a

2017

Mar 29, 2018

$13.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$29.1M

$1.4M

1962.8%

$20.4M

12.6%

450