DFX Intelligence

R••• M•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

R••• M•••••• F•••••

Advisor at S•••••• R••••••••• A•••••••• L••

ST LOUIS PARK, MN

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Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 3, 2007 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• R••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 2, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• R••••••••• A•••••••• L••	Independent wealth	Sep 16, 2026	n/a	yes	ST LOUIS PARK, MN	Current employment
S•••••• R••••••••• A•••••••• L••	Independent wealth	Sep 16, 2026	n/a	yes	ST LOUIS PARK, MN	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	S•••••• R••••••••• A•••••••• L••	Sep 17, 2026	Sep 16, 2026	-1	Firm change	Ibd to RIA
F••••• C•••••• M••••••••• L••	T••••••• I••••••••• M••••••••• I•••	Dec 31, 2024	Aug 11, 2025

Relationships

Registered with (4)

→ S•••••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 16, 2026 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 11, 2025 to Sep 17, 2026factForm ADV
→ F••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 31, 2023 to Dec 31, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
17 Sep 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Dec 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 3, 2007
Last observed: Sep 18, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.