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D••••• G••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

D••••• G••• L•••••

Advisor at P••••••

Boynton Beach, FL | SHELTON, CT | Melville, NY

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Search this name across graphsid dfx:ria:62bbebd9-e0a9-6ee9-298b-d504870774bf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 4, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••	Mixed wealth	Jun 8, 2021	n/a	yes	SHELTON, CT\|Melville, NY\|Boynton Beach, FL	Current employment
P•••••• I••••••••• P•••••••• L••	Former SEC adviser	Jun 8, 2021	Dec 31, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• I••••••••• P•••••••• L••	P••••••	Dec 31, 2021	Jun 8, 2021	-206	Firm change after gap	Other
A••••••• P••••••••• A•••••••• I••	P•••••• I••••••••• P•••••••• L••	Jun 9, 2021

Relationships

Registered with (4)

→ P••••••Registered adviserregistration: current employment
Jun 8, 2021 to presentfactForm ADV
→ P•••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Jun 8, 2021 to Dec 31, 2021factForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Feb 8, 2012 to Jun 9, 2021factForm ADV
→ N••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62bbebd9-e0a9-6ee9-298b-d504870774bf
First observed: Jan 4, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.