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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PROCYON INSTITUTIONAL PARTNERS, LLC

CRD 288244

SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1930f5a-5263-3f64-3951-63fc493b2ef9

Data as of Jun 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 3
On other graphs: 1
Observed: Apr 20, 2017 to Jun 14, 2021
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Procyon Institutional Partners, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.7BItem 5.F on the latest filing (2021-06-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $15.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 14
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 60
SEC number: 801-110494
CRD: 288244
Filings on the tape: 23
First filed: Apr 20, 2017
Latest filed: Jun 14, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FARRAR, JEFFREY, HOPKINS	EXECUTIVE MANAGING MEMBER AND CHIEF OPERATING OFFICER	Na	yes	06/2017	Jun 2, 2017	Jun 14, 2021
FIORE, PHIL, GIUSEPPE	EXECUTIVE MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER	Na	yes	05/2017	May 22, 2017	Jun 14, 2021
FOSTER, CHRISTOPHER, EDWIN	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2017	Jun 2, 2017	Jun 14, 2021
GAHAN, THOMAS, MICHAEL	MANAGING MEMBER	Na	yes	06/2017	Jun 2, 2017	Jun 14, 2021
GLORIA, LOUIS	MANAGING MEMBER	Na	yes	06/2017	Jun 2, 2017	Jun 14, 2021
PROCYON PARTNERS, LLC	MANAGING MEMBER (HOLDING COMPANY)	E	yes	05/2017	May 22, 2017	Jun 14, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PROCYON PRIVATE WEALTH PARTNERS, LLC	n/a	Mixed wealth	$9.2B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2020	Feb 2, 2021	$2.7B	$15.0M	17	14	n/a	n/a
2019	Mar 3, 2020	$2.3B	$0	15	12	n/a	n/a
2018	Mar 18, 2019	$1.9B	$0	9	8	n/a	n/a
2017	Mar 16, 2018	$1.7B	$0	8	8	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$2.7B	$2.3B	15.9%	$1.7B	16.2%	17	15	1	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Procyon	4	Dec 31, 2021	May 24, 2021	SHELTON, CT	Team lift out	Other	21.1%
Procyon	3	Dec 31, 2021	Jun 1, 2021	MELVILLE, NY	Team lift out	Other	15.8%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PIVOTAL PLANNING GROUP, LLC	3	Jul 27, 2021	Jun 1, 2021	MELVILLE, NY	Firm absorbed	Other	60.0%

Relationships

Affiliated with (1)

→ PROCYONRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← GAHAN, THOMAS, MICHAELOwnerMANAGING MEMBER, ownership code NA, individual
Jun 2, 2017 to presentfactForm ADV
← FIORE, PHIL, GIUSEPPEOwnerEXECUTIVE MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
May 22, 2017 to presentfactForm ADV
← FARRAR, JEFFREY, HOPKINSOwnerEXECUTIVE MANAGING MEMBER AND CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 2, 2017 to presentfactForm ADV
← GLORIA, LOUISOwnerMANAGING MEMBER, ownership code NA, individual
Jun 2, 2017 to presentfactForm ADV
← FOSTER, CHRISTOPHER, EDWINOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 2, 2017 to presentfactForm ADV
← PROCYON PARTNERS, LLCOwnerMANAGING MEMBER (HOLDING COMPANY), ownership code E, domestic entity
May 22, 2017 to presentfactForm ADV

Registered with (19)

← PHIL GIUSEPPE FIOREAdvisorregistration: previous registration
Nov 30, 2017 to Feb 2, 2022factForm ADV
← THOMAS MICHAEL GAHANAdvisorregistration: previous registration
Feb 20, 2018 to Dec 31, 2021factForm ADV
← MICHAEL JOHN DESMONDAdvisorregistration: previous registration
Jun 1, 2021 to Dec 31, 2021factForm ADV
← RICHARD JOSEPH APPALUCCIOAdvisorregistration: previous registration
Apr 5, 2019 to Dec 31, 2021factForm ADV
← DANIEL GARY LIMMERAdvisorregistration: previous registration
Jun 8, 2021 to Dec 31, 2021factForm ADV
← JOHN MARCHISOTTAAdvisorregistration: previous registration
May 24, 2021 to Dec 31, 2021factForm ADV
← JEFFREY HOPKINS FARRARAdvisorregistration: previous registration
Apr 19, 2018 to Dec 31, 2021factForm ADV
← ANDREW J. JASON LEUNGAdvisorregistration: previous registration
Jul 31, 2020 to Dec 31, 2021factForm ADV
← MICHAEL ELIGIO KELLYAdvisorregistration: previous registration
May 26, 2021 to Dec 31, 2021factForm ADV
← CARI ANN WALLINGAdvisorregistration: previous registration
May 24, 2021 to Dec 31, 2021factForm ADV
← ANTONIO BENTU RODRIGUESAdvisorregistration: previous registration
May 17, 2018 to Dec 31, 2021factForm ADV
← LOUIS GLORIAAdvisorregistration: previous registration
Apr 19, 2018 to Dec 31, 2021factForm ADV
← JAMES PETER JEFFERYAdvisorregistration: previous registration
Jun 25, 2020 to Dec 31, 2021factForm ADV
← AMBER NOEL KENDRICKAdvisorregistration: previous registration
Nov 14, 2017 to Dec 31, 2021factForm ADV
← CHRISTOPHER EDWIN FOSTERAdvisorregistration: previous registration
Nov 16, 2017 to Dec 31, 2021factForm ADV
← TERRY LEE CRAWFORDAdvisorregistration: previous registration
May 26, 2021 to Dec 31, 2021factForm ADV
← CAROLINE CURTIN WETZELAdvisorregistration: previous registration
Jun 25, 2020 to Dec 31, 2021factForm ADV
← MARK JAMES RICHAdvisorregistration: previous registration
Jan 25, 2019 to Dec 31, 2021factForm ADV
← JAMES PATRICK DIVERAdvisorregistration: previous registration
May 24, 2021 to Dec 31, 2021factForm ADV

Moved with (2)

→ PROCYONRegistered adviser2 advisors, team lift out, same day
Dec 31, 2021 to Jun 1, 2021factForm ADV
← PIVOTAL PLANNING GROUP, LLCRegistered adviser3 advisors, firm absorbed, same day
Jul 27, 2021 to Jun 1, 2021factForm ADV

Dated events

Occurred
Feb 2, 2022
Advisor departed, no destination yet
Phil Giuseppe Fiore no longer registered at Procyon Institutional Partners, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Mar 16, 2018
Regulatory AUM changed
Procyon Institutional Partners, Llc reported RAUM $1.7B, up 42% from $1.2B (2017-09-26 to 2018-03-16)
Form ADVobserved 6 days ago
$500M
Occurred
Apr 20, 2017
First Form ADV filing
Procyon Institutional Partners Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1930f5a-5263-3f64-3951-63fc493b2ef9
First observed: Apr 20, 2017
Last observed: Jun 14, 2021 64 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROCYON INSTITUTIONAL PARTNERS, LLC

CRD 288244

SHELTON, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a1930f5a-5263-3f64-3951-63fc493b2ef9

Data as of Jun 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:08 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FARRAR, JEFFREY, HOPKINS

EXECUTIVE MANAGING MEMBER AND CHIEF OPERATING OFFICER

yes

06/2017

Jun 2, 2017

Jun 14, 2021

FIORE, PHIL, GIUSEPPE

EXECUTIVE MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER

yes

05/2017

May 22, 2017

Jun 14, 2021

FOSTER, CHRISTOPHER, EDWIN

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

06/2017

Jun 2, 2017

Jun 14, 2021

GAHAN, THOMAS, MICHAEL

MANAGING MEMBER

yes

06/2017

Jun 2, 2017

Jun 14, 2021

GLORIA, LOUIS

MANAGING MEMBER

yes

06/2017

Jun 2, 2017

Jun 14, 2021

PROCYON PARTNERS, LLC

MANAGING MEMBER (HOLDING COMPANY)

yes

05/2017

May 22, 2017

Jun 14, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PROCYON PRIVATE WEALTH PARTNERS, LLC

n/a

Mixed wealth

$9.2B

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Feb 2, 2021

$2.7B

$15.0M

n/a

2019

Mar 3, 2020

$2.3B

n/a

2018

Mar 18, 2019

$1.9B

n/a

2017

Mar 16, 2018

$1.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$2.7B

$2.3B

15.9%

$1.7B

16.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Procyon

Dec 31, 2021

May 24, 2021

SHELTON, CT

Team lift out

Other

21.1%

Procyon

Dec 31, 2021

Jun 1, 2021

MELVILLE, NY

Team lift out

Other

15.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PIVOTAL PLANNING GROUP, LLC

Jul 27, 2021

Jun 1, 2021

MELVILLE, NY

Firm absorbed

Other

60.0%