DFX Intelligence

A•• M•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

A•• M•••• R••••••

Advisor at C••••••••• W•••••• L••

Overland Park, KS | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:62c0574c-1a6c-b50c-6a52-85429e50f772

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 3, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Dec 10, 2025	n/a	yes	Overland Park, KS\|OVERLAND PARK, KS	Current employment
S••••••••• W•••••	Mixed wealth	Sep 30, 2025	Dec 8, 2025	no	Prairie Village, KS\|SUMMIT, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••	C••••••••• W•••••• L••	Dec 8, 2025	Dec 10, 2025	2	Firm change	RIA to RIA
C••••••••• S••••••••• L••	S••••••••• W•••••	May 17, 2022	Sep 30, 2025

Relationships

Registered with (3)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ S••••••••• W•••••Registered adviserregistration: previous registration
Sep 30, 2025 to Dec 8, 2025factForm ADV
→ C••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 3, 2018 to May 17, 2022factForm ADV

Dated events

Occurred
Dec 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62c0574c-1a6c-b50c-6a52-85429e50f772
First observed: Jul 3, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.