DFX Intelligence

P•••••• C••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor31 years in industry

P•••••• C••• C•••••

Advisor at B••••••••• W••••• A•••••••• L••

WACO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62c70949-6b79-f6b4-437b-d2a578fc643a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 26, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• W•••••• L••	Independent wealth	Jan 19, 2022	n/a	yes	WACO, TX	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Sep 13, 2019	n/a	yes	WACO, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• I••••••••• A••••••• L••	B••••••••• W••••• A•••••••• L••	Sep 11, 2019	Sep 13, 2019	2	Firm change	Ibd to RIA
C••••• I••••••• C•••••••	W••••• W•••• A•••••••• I••	Jul 11, 2018	Jun 24, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
125004:137658:MI:2019-09-11	Sep 11, 2019	Sep 13, 2019	KENTWOOD, MI	Firm change
172002:125004:CO:2017-04-27	May 5, 2017	Apr 25, 2017	ENGLEWOOD, CO	Firm change

Relationships

Registered with (6)

→ W••••••• W•••••• L••Registered adviserregistration: current employment
Jan 19, 2022 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Sep 13, 2019 to presentfactForm ADV
→ R•••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 25, 2017 to Sep 11, 2019factForm ADV
→ C••••• I••••••• C•••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62c70949-6b79-f6b4-437b-d2a578fc643a
First observed: Mar 8, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.