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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WEALTH WATCH ADVISORS, INC

CRD 172002

ENGLEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af36f457-2d40-3623-b54a-3ecd7a47dc40

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 136
Dated events: 37
On other graphs: 0
Observed: Apr 16, 2015 to Jul 6, 2026
81 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $612MItem 5.F on the latest filing (2026-07-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $605M
Private client RAUM: $612MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 55
RAUM per advisor: $11.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 62
Advisory employees: 52
Offices: 39Schedule D 1.F, beyond the principal office
Accounts: 3,587
Individual clients: 3,522
High net worth clients: 65
SEC number: 801-96180
CRD: 172002
Filings on the tape: 81
First filed: Apr 16, 2015
Latest filed: Jul 6, 2026
Organised: Corporation, TX
Website: wwwjmartinwm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 55

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RAMIRO MARMOLEJO	Certified Financial Planner\|Chartered Financial Consultant	San Antonio, TX	11	22	1	no
WILLIAM EARL GASTL	n/a	ENGLEWOOD, CO	11	35	n/a	no
JOHN CYRIL KAMM	n/a	Englewoood, CO \| ENGLEWOOD, CO	11	14	3	no
DAVID ALLEN SHIELDS	n/a	San Antonio, TX \| ENGLEWOOD, CO	9	19	n/a	no
STEVEN VROOMAN	n/a	ENGLEWOOD, CO	8	15	n/a	no
JASON MICHAEL MONG	n/a	WESTMINSTER, CO \| ENGLEWOOD, CO	8	22	n/a	no
MARK ALAN VOSIKA	n/a	GOLDEN, CO \| ENGLEWOOD, CO	8	29	5	no
ROY JOSEPH INNELLA	n/a	Vero Beach, FL	8	19	6	no
JEFFREY KEEGAN MARTIN	n/a	Chandler, AZ \| LITTLETON, CO \| Gilbert, AZ	8	20	5	no
LADONNA KAYE SCOTT	Certified Financial Planner	Lubbock, TX	7	42	1	no
JAMES KENNETH JOHNSON	n/a	Lubbock, TX	7	33	2	no
BERRY SHOTAH BURKHART	n/a	San Antonio, TX	7	24	2	no
MICHAEL WAYNE GIDDEONS	n/a	Comer, GA	6	21	5	no
ANDREW LEE AREHART	n/a	medina, OH	6	26	6	no
CASH EVAN MATTHEWS	n/a	Jenks, OK	5	38	6	no
BENTON JACKSON RANDLE	n/a	Spicewood, TX	5	12	4	no
MARC ANDREW CARLSON	n/a	Austin, TX	5	20	3	no
John JOSEPH Faure	n/a	Duluth, GA	5	27	1	no
SEAN T HUGHES	n/a	Schaumburg, IL	5	14	3	no
MICHAEL JAY OPP	n/a	Castle Pines, CO	5	29	n/a	no
JAMES JOSEPH JURICA	Certified Financial Planner\|Chartered Financial Consultant	San Antonio, TX	4	10	1	no
Eli Howard	n/a	San Antonio, TX	4	14	n/a	no
Ronald Chris Packard	n/a	Escondido, CA	3	43	4	no
DANIEL JAMES PACKARD	n/a	Escondido, CA	3	19	4	no
James Austin Sanders	n/a	San Antonio, TX	3	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CLARK, TYRONE	SHAREHOLDER/MEMBER	C	yes	04/2015	Apr 16, 2015	Oct 24, 2024
GASTL, WILLIAM, EARL	MANAGING MEMBER/SHAREHOLDER/CCO	A	yes	08/2017	Sep 19, 2017	Oct 24, 2024
SHIELDS, DAVID, A	SHAREHOLDER/MEMBER	C	yes	04/2015	Apr 16, 2015	Oct 24, 2024
LYNCH, JOHN, PATRICK	SHAREHOLDER/MEMBER	A	no	08/2017	Sep 19, 2017	Oct 24, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DAVID SHIELDS	n/a	n/a	n/a	Y	yes	n/a
TYRONE CLARKE	n/a	n/a	n/a	Y	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN ANTONIO	TX	United States	7	no
Pataluma	CA	United States	1	no
SAN DIEGO	CA	United States	1	no
SAN RAMON	CA	United States	1	no
COLORADO SPRINGS	Co	United States	1	no
Golden	Co	United States	1	no
TWIN FALLS	Id	United States	1	no
Chicago	IL	United States	1	no
FORT WAYNE	In	United States	1	no
Eagan	Mn	United States	1	no
LAKE ELMO	Mn	United States	1	no
Stillwater	Mn	United States	1	no
Mebane	Nc	United States	1	no
Raleigh	Nc	United States	1	no
Reno	Nv	United States	1	no
KING OF PRUSSIA	Pa	United States	1	no
Belton	TX	United States	1	no
Lubbock	TX	United States	1	no
Lubbock	TX	United States	1	no
SAN ANTONIO	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$612M	$605M	62	52	39	n/a	n/a
2024	Mar 31, 2025	$474M	$437M	54	47	39	n/a	n/a
2023	Mar 22, 2024	$348M	$316M	52	47	47	n/a	n/a
2022	Mar 30, 2023	$234M	$207M	50	47	47	n/a	n/a
2021	Jan 18, 2022	$289M	$282M	51	48	47	n/a	n/a
2020	Mar 29, 2021	$177M	$174M	52	48	35	n/a	n/a
2019	Mar 9, 2020	$158M	$158M	40	36	34	n/a	n/a
2018	Mar 12, 2019	$226M	$226M	4	1	28	n/a	n/a
2017	Mar 30, 2018	$94.2M	$94.2M	4	1	28	n/a	n/a
2016	Mar 31, 2017	$59.6M	$59.6M	30	30	n/a	n/a	n/a
2015	Mar 30, 2016	$16.0M	$16.0M	26	26	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
11	2	9	3.6%	1	0	0	21	12

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$612M	$474M	29.3%	$234M	37.8%	62	54	39	39

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIMPLICITY WEALTH	2	Oct 15, 2019	Oct 28, 2019	MIAMI, FL	Team lift out	RIA to new firm	6.9%
REGAL INVESTMENT ADVISORS LLC	3	Apr 27, 2017	Apr 26, 2017	ENGLEWOOD, CO	Team lift out	Other	21.4%
REGAL INVESTMENT ADVISORS LLC	5	Mar 29, 2017	Apr 19, 2017	ENGLEWOOD, CO	Team lift out	Other	23.8%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CONSOLIDATED PORTFOLIO REVIEW CORP	2	Jul 21, 2023	Jul 18, 2023	ESCONDIDO, CA	Team lift out	RIA to RIA	5.9%
WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY	2	Jul 14, 2022	Aug 15, 2022	TAMPA, FL	Team lift out	RIA to RIA	50.0%
SOLOMON GROUP FINANCIAL SERVICES, LLC	3	Dec 31, 2020	Oct 28, 2020	AUSTIN, TX	Firm absorbed	Other	100.0%
AE WEALTH MANAGEMENT, LLC	2	Sep 6, 2018	Jul 27, 2018	MIAMI, FL	Team lift out	RIA to RIA	1.1%
FIDATO WEALTH LLC	2	Jan 27, 2016	Feb 23, 2016	MIDDLEBURG HEIGHTS, OH	Team lift out	Other	40.0%

Relationships

showing 80 of 136

Registered with (72)

← Michael Brooke DavisAdvisorregistration: current employment
Aug 18, 2026 to presentfactForm ADV
← BRIAN WILSON JOHNSONAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← Benjamin Marion GreenAdvisorregistration: current employment
May 22, 2026 to presentfactForm ADV
← Howard Justin HeatherlyAdvisorregistration: current employment
May 11, 2026 to presentfactForm ADV
← BENJJAMIN K ZALESAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← ARTHUR GLENNAdvisorregistration: previous registration
May 6, 2021 to Jul 25, 2022factForm ADV
← KELLI LYN GABRIELAdvisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← MARK ROBERT SCHERERAdvisorregistration: current employment
Feb 2, 2026 to presentfactForm ADV
← ANDREW JAMES MONGAdvisorregistration: current employment
Jan 21, 2026 to presentfactForm ADV
← GEORGE FRANKLIN WELLSAdvisorregistration: previous registration
May 21, 2024 to Aug 14, 2025factForm ADV
← BRIAN EUGENE CARDENAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← SHAWN MICHAEL MERCERAdvisorregistration: current employment
Jan 5, 2026 to presentfactForm ADV
← CATHERINE MAE MILANOAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← Lance OppAdvisorregistration: current employment
Oct 30, 2025 to presentfactForm ADV
← DARRYL JOHN PRYORAdvisorregistration: current employment
Oct 29, 2025 to presentfactForm ADV
← JOSEPH RANDAL WATSONAdvisorregistration: current employment
Sep 30, 2025 to presentfactForm ADV
← Jordan Xavier HydeAdvisorregistration: current employment
Jul 31, 2025 to presentfactForm ADV
← RAYMOND PATRICK OCONNELLAdvisorregistration: current employment
Jul 15, 2025 to presentfactForm ADV
← MATT R GSELLMANAdvisorregistration: current employment
Jul 7, 2025 to presentfactForm ADV
← CHRIS RASHAD BENSONAdvisorregistration: current employment
Jun 27, 2025 to presentfactForm ADV
← STEPHEN MICHAEL LUSCHERAdvisorregistration: current employment
Feb 28, 2025 to presentfactForm ADV
← Zachary Blaine StivelyAdvisorregistration: current employment
Jan 22, 2025 to presentfactForm ADV
← CHRISTOPHER SHAWN DE VENYAdvisorregistration: current employment
Oct 30, 2024 to presentfactForm ADV
← BRIAN DUFORT LOWERYAdvisorregistration: current employment
Oct 30, 2024 to presentfactForm ADV
← CHARLES STEWART CANNONAdvisorregistration: current employment
Oct 28, 2024 to presentfactForm ADV
← Aaron Joseph CormierAdvisorregistration: current employment
Aug 21, 2024 to presentfactForm ADV
← MICHAEL JAMES STRONGAdvisorregistration: current employment
Apr 23, 2024 to presentfactForm ADV
← William Cole WatsonAdvisorregistration: current employment
Mar 22, 2024 to presentfactForm ADV
← HUNTER ISAAC SHIELDSAdvisorregistration: current employment
Dec 3, 2023 to presentfactForm ADV
← JASON ANTHONY MADEROAdvisorregistration: current employment
Sep 22, 2023 to presentfactForm ADV
and 42 more

Controls (3)

← GASTL, WILLIAM, EARLOwnerMANAGING MEMBER/SHAREHOLDER/CCO, ownership code A, individual
Sep 19, 2017 to Oct 24, 2024factForm ADV
← CLARK, TYRONEOwnerSHAREHOLDER/MEMBER, ownership code C, individual
Apr 16, 2015 to Oct 24, 2024factForm ADV
← SHIELDS, DAVID, AOwnerSHAREHOLDER/MEMBER, ownership code C, individual
Apr 16, 2015 to Oct 24, 2024factForm ADV

Owns (1)

← LYNCH, JOHN, PATRICKOwnerSHAREHOLDER/MEMBER, ownership code A, individual
Sep 19, 2017 to Oct 24, 2024factForm ADV

Moved with (2)

← CONSOLIDATED PORTFOLIO REVIEW CORPRegistered adviser2 advisors, team lift out, same day
Jul 21, 2023 to Jul 18, 2023factForm ADV
← WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANYRegistered adviser2 advisors, team lift out, same day
Jul 14, 2022 to Aug 15, 2022factForm ADV

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 11, 2026
Advisor changed firm
Meliza Brecht left Wealth Watch Advisors, Inc for J.P. Morgan Securities Llc (registered 2026-05-14)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
Wealth Watch Advisors, Inc reported RAUM $612.4M, up 29% from $473.7M (2026-01-05 to 2026-03-31)
Form ADVobserved 4 days ago
$139M
Occurred
Mar 31, 2026
Advisor headcount changed
Wealth Watch Advisors, Inc reported 52 state-registered advisory representatives, up from 42 (2026-01-05 to 2026-03-31)
Form ADVobserved 4 days ago
10 IARS
Occurred
Dec 11, 2025
Advisor changed firm
Linda Rose Jensen left Wealth Watch Advisors, Inc for Simplicity Wealth (registered 2025-12-15)
Form ADVobserved 4 days ago
Occurred
Apr 9, 2025
Advisor changed firm
Robert Mark Cerrito left Wealth Watch Advisors, Inc for Gradient Advisors, Llc (registered 2025-04-07)
Form ADVobserved 4 days ago
Occurred
Feb 20, 2025
Advisor changed firm
Jordan Angelo Mangaliman left Wealth Watch Advisors, Inc for Corecap Advisors (registered 2025-02-14)
Form ADVobserved 4 days ago
Occurred
Jan 29, 2025
Advisor changed firm
Maria R Garza left Wealth Watch Advisors, Inc for Portfolio Medics, Llc (registered 2024-10-01)
Form ADVobserved 4 days ago
Occurred
Dec 19, 2024
Advisor changed firm
Justin Jay Stanfill left Wealth Watch Advisors, Inc for Gradient Advisors, Llc (registered 2025-01-07)
Form ADVobserved 4 days ago
Occurred
Jul 24, 2024
Advisor changed firm
John Patrick Lynch left Wealth Watch Advisors, Inc for Lynch Financial Group (registered 2023-07-25)
Form ADVobserved 4 days ago
Occurred
May 3, 2024
Advisor changed firm
Timothy Lawrence Adams left Wealth Watch Advisors, Inc for Inception Financial Services (registered 2024-07-02)
Form ADVobserved 4 days ago
Occurred
Apr 26, 2024
Advisor changed firm
Gary Ray Hurt left Wealth Watch Advisors, Inc for Simplicity Wealth (registered 2024-04-29)
Form ADVobserved 4 days ago
Occurred
Apr 15, 2024
Advisor changed firm
Bart W Gernandt left Wealth Watch Advisors, Inc for Foundations Investment Advisors Llc (registered 2025-04-11)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2024
Succession filed (Item 4)
Wealth Watch Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2024
Regulatory AUM changed
Wealth Watch Advisors, Inc reported RAUM $348.5M, up 49% from $234.2M (2023-10-02 to 2024-03-22)
Form ADVobserved 4 days ago
$114M
Occurred
Mar 4, 2024
Advisor changed firm
Rosa Shala left Wealth Watch Advisors, Inc for Tucker Asset Management Llc (registered 2025-01-01)
Form ADVobserved 4 days ago
Occurred
Feb 1, 2024
Advisor changed firm
Kenneth D Sadler left Wealth Watch Advisors, Inc for American Capital Management, Inc. (registered 2024-02-01)
Form ADVobserved 4 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Christopher Lynch left Wealth Watch Advisors, Inc for Lynch Financial Group (registered 2023-07-25)
Form ADVobserved 4 days ago
Occurred
Jul 21, 2023
Team lift-out
2 advisors left Consolidated Portfolio Review Corp (Escondido, CA) for Wealth Watch Advisors, Inc on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 12, 2023
Advisor changed firm
Darren Grant Hesselink left Wealth Watch Advisors, Inc for Ironwood Financial, Llc (registered 2026-02-19)
Form ADVobserved 4 days ago
Occurred
Apr 28, 2023
Advisor changed firm
Kevin B Divecha left Wealth Watch Advisors, Inc for Ae Wealth Management, Llc (registered 2025-06-09)
Form ADVobserved 4 days ago
Occurred
Apr 12, 2023
Advisor changed firm
Christian Fernando Luna left Wealth Watch Advisors, Inc for Maia Wealth (registered 2023-04-17)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2023
Advisor changed firm
Timothy Dern left Wealth Watch Advisors, Inc for Maia Wealth (registered 2023-04-05)
Form ADVobserved 4 days ago
Occurred
Jul 14, 2022
Team lift-out
2 advisors left Walser Wealth Management Company, A Limited Liability Company (Tampa, FL) for Wealth Watch Advisors, Inc on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 11, 2022
Advisor changed firm
William Stephen Glover left Wealth Watch Advisors, Inc for Brookstone Wealth Advisors, Llc (registered 2022-07-14)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Advisor changed firm
Jimmy Louis Hernandez left Wealth Watch Advisors, Inc for Brookstone Wealth Advisors, Llc (registered 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 11, 2022
Advisor changed firm
Robert Rocco La Spada left Wealth Watch Advisors, Inc for Advisor Share Wealth Management, Llc (registered 2025-03-03)
Form ADVobserved 4 days ago
Occurred
Jan 18, 2022
Regulatory AUM changed
Wealth Watch Advisors, Inc reported RAUM $289.1M, up 63% from $177.0M (2022-01-03 to 2022-01-18)
Form ADVobserved 4 days ago
$112M
Occurred
Jan 18, 2022
Advisor changed firm
Brian Lee Smith left Wealth Watch Advisors, Inc for Raymond James Financial Services Advisors, Inc (registered 2022-02-28)
Form ADVobserved 4 days ago
Occurred
Mar 12, 2019
Regulatory AUM changed
Wealth Watch Advisors, Inc reported RAUM $225.6M, up 139% from $94.2M (2019-02-04 to 2019-03-12)
Form ADVobserved 4 days ago
$131M
Occurred
Apr 16, 2015
First Form ADV filing
Wealth Watch Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 7 bookkeeping events

Occurred
Mar 31, 2025
Wealth Watch Advisors, Inc reported 39 offices beyond its principal office, down from 47 (2025-01-08 to 2025-03-31)
Occurred
Jan 18, 2022
Wealth Watch Advisors, Inc reported 47 offices beyond its principal office, up from 35 (2022-01-03 to 2022-01-18)
Occurred
Mar 29, 2021
Wealth Watch Advisors, Inc reported 48 state-registered advisory representatives, up from 36 (2020-12-17 to 2021-03-29)
Occurred
Mar 9, 2020
Wealth Watch Advisors, Inc reported 34 offices beyond its principal office, up from 28 (2020-03-04 to 2020-03-09)
Occurred
Mar 9, 2020
Wealth Watch Advisors, Inc reported 36 state-registered advisory representatives, up from 1 (2020-03-04 to 2020-03-09)
Occurred
Mar 30, 2018
Wealth Watch Advisors, Inc reported 28 offices beyond its principal office, up from 0 (2017-12-22 to 2018-03-30)
Occurred
Mar 30, 2018
Wealth Watch Advisors, Inc reported 1 state-registered advisory representatives, down from 30 (2017-12-22 to 2018-03-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af36f457-2d40-3623-b54a-3ecd7a47dc40
First observed: Apr 16, 2015
Last observed: Jul 6, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEALTH WATCH ADVISORS, INC

CRD 172002

ENGLEWOOD, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af36f457-2d40-3623-b54a-3ecd7a47dc40

Data as of Jul 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RAMIRO MARMOLEJO

Certified Financial Planner|Chartered Financial Consultant

San Antonio, TX

WILLIAM EARL GASTL

n/a

ENGLEWOOD, CO

n/a

JOHN CYRIL KAMM

n/a

Englewoood, CO | ENGLEWOOD, CO

DAVID ALLEN SHIELDS

n/a

San Antonio, TX | ENGLEWOOD, CO

n/a

STEVEN VROOMAN

n/a

ENGLEWOOD, CO

n/a

JASON MICHAEL MONG

n/a

WESTMINSTER, CO | ENGLEWOOD, CO

n/a

MARK ALAN VOSIKA

n/a

GOLDEN, CO | ENGLEWOOD, CO

ROY JOSEPH INNELLA

n/a

Vero Beach, FL

JEFFREY KEEGAN MARTIN

n/a

Chandler, AZ | LITTLETON, CO | Gilbert, AZ

LADONNA KAYE SCOTT

Certified Financial Planner

Lubbock, TX

JAMES KENNETH JOHNSON

n/a

Lubbock, TX

BERRY SHOTAH BURKHART

n/a

San Antonio, TX

MICHAEL WAYNE GIDDEONS

n/a

Comer, GA

ANDREW LEE AREHART

n/a

medina, OH

CASH EVAN MATTHEWS

n/a

Jenks, OK

BENTON JACKSON RANDLE

n/a

Spicewood, TX

MARC ANDREW CARLSON

n/a

Austin, TX

John JOSEPH Faure

n/a

Duluth, GA

SEAN T HUGHES

n/a

Schaumburg, IL

MICHAEL JAY OPP

n/a

Castle Pines, CO

n/a

JAMES JOSEPH JURICA

Certified Financial Planner|Chartered Financial Consultant

San Antonio, TX

Eli Howard

n/a

San Antonio, TX

n/a

Ronald Chris Packard

n/a

Escondido, CA

DANIEL JAMES PACKARD

n/a

Escondido, CA

James Austin Sanders

n/a

San Antonio, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CLARK, TYRONE

SHAREHOLDER/MEMBER

yes

04/2015

Apr 16, 2015

Oct 24, 2024

GASTL, WILLIAM, EARL

MANAGING MEMBER/SHAREHOLDER/CCO

yes

08/2017

Sep 19, 2017

Oct 24, 2024

SHIELDS, DAVID, A

SHAREHOLDER/MEMBER

yes

04/2015

Apr 16, 2015

Oct 24, 2024

LYNCH, JOHN, PATRICK

SHAREHOLDER/MEMBER

08/2017

Sep 19, 2017

Oct 24, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DAVID SHIELDS

n/a

yes

n/a

TYRONE CLARKE

n/a

City

State

Country

Employees

Also broker-dealer

SAN ANTONIO

United States

Pataluma

United States

SAN DIEGO

United States

SAN RAMON

United States

COLORADO SPRINGS

United States

Golden

United States

TWIN FALLS

United States

Chicago

United States

FORT WAYNE

United States

Eagan

United States

LAKE ELMO

United States

Stillwater

United States

Mebane

United States

Raleigh

United States

Reno

United States

KING OF PRUSSIA

United States

Belton

United States

Lubbock

United States

Lubbock

United States

SAN ANTONIO

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$612M

$605M

n/a

2024

Mar 31, 2025

$474M

$437M

n/a

2023

Mar 22, 2024

$348M

$316M

n/a

2022

Mar 30, 2023

$234M

$207M

n/a

2021

Jan 18, 2022

$289M

$282M

n/a

2020

Mar 29, 2021

$177M

$174M

n/a

2019

Mar 9, 2020

$158M

n/a

2018

Mar 12, 2019

$226M

n/a

2017

Mar 30, 2018

$94.2M

n/a

2016

Mar 31, 2017

$59.6M

n/a

2015

Mar 30, 2016

$16.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

3.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$612M

$474M

29.3%

$234M

37.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIMPLICITY WEALTH

Oct 15, 2019

Oct 28, 2019

MIAMI, FL

Team lift out

RIA to new firm

6.9%

REGAL INVESTMENT ADVISORS LLC

Apr 27, 2017

Apr 26, 2017

ENGLEWOOD, CO

Team lift out

Other

21.4%

REGAL INVESTMENT ADVISORS LLC

Mar 29, 2017

Apr 19, 2017

ENGLEWOOD, CO

Team lift out

Other

23.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CONSOLIDATED PORTFOLIO REVIEW CORP

Jul 21, 2023

Jul 18, 2023

ESCONDIDO, CA

Team lift out

RIA to RIA

5.9%

WALSER WEALTH MANAGEMENT COMPANY, A LIMITED LIABILITY COMPANY

Jul 14, 2022

Aug 15, 2022

TAMPA, FL

Team lift out

RIA to RIA

50.0%

SOLOMON GROUP FINANCIAL SERVICES, LLC

Dec 31, 2020

Oct 28, 2020

AUSTIN, TX

Firm absorbed

Other

100.0%

AE WEALTH MANAGEMENT, LLC

Sep 6, 2018

Jul 27, 2018

MIAMI, FL

Team lift out

RIA to RIA

1.1%

FIDATO WEALTH LLC

Jan 27, 2016

Feb 23, 2016

MIDDLEBURG HEIGHTS, OH

Team lift out

Other

40.0%