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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DOVER ADVISORS, LLC

CRD 320832

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62ce4c5a-3009-9299-5ae7-8232b527c04e

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Mar 30, 2022 to Jul 21, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $376MItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $342M
Private client RAUM: $376MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $62.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 355
Individual clients: 55
High net worth clients: 73
Custody, client assets: $57.8M
SEC number: 801-124840
CIK: 1964541
CRD: 320832
Filings on the tape: 18
First filed: Mar 30, 2022
Latest filed: Jul 21, 2026
Organised: Limited Liability Company, DE
Website: doveradvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JESSE THOMPSON ELLINGTON	n/a	RICHMOND, VA	4	21	1	no
JAMES EDWARD ABBE	Certified Financial Planner	RICHMOND, VA	4	38	n/a	no
JOHN MASON LEE ANTRIM	n/a	RICHMOND, VA	3	30	n/a	no
Maxwell C Wallace	n/a	RICHMOND, VA	3	29	n/a	no
BRUCE HOLLINGSHEAD FAUROT	n/a	RICHMOND, VA \| Atlanta, GA	2	40	1	no
Edward W Valentine	n/a	RICHMOND, VA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABBE, JAMES, EDWARD	CO-CHIEF INVESTMENT OFFICER	B	yes	09/2022	Sep 14, 2022	Oct 18, 2024
ANTRIM, JOHN, MASON LEE	MANAGING PARTNER	A	yes	09/2022	Sep 14, 2022	Oct 18, 2024
ELLINGTON, JESSE, THOMPSON	MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER	C	yes	03/2022	Mar 30, 2022	Oct 18, 2024
Wallace, Maxwell, C	DIRECTOR OF CLIENT SERVICES	C	yes	09/2022	Sep 14, 2022	Oct 18, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Atlanta	Ga	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026	$376M	$342M	7	6	1	n/a	n/a
2024	Feb 12, 2025	$333M	$306M	6	5	1	n/a	n/a
2023	Feb 14, 2024	$261M	$241M	7	6	1	n/a	n/a
2022	Feb 23, 2023	$155M	$142M	5	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$376M	$333M	13.0%	$155M	34.3%	7	6	1	1

Relationships

Registered with (6)

← Edward W ValentineAdvisorregistration: current employment
Mar 28, 2025 to presentfactForm ADV
← BRUCE HOLLINGSHEAD FAUROTAdvisorregistration: current employment
Oct 20, 2023 to presentfactForm ADV
← Maxwell C WallaceAdvisorregistration: current employment
Apr 25, 2023 to presentfactForm ADV
← JOHN MASON LEE ANTRIMAdvisorregistration: current employment
Feb 2, 2023 to presentfactForm ADV
← JAMES EDWARD ABBEAdvisorregistration: current employment
Aug 19, 2022 to presentfactForm ADV
← JESSE THOMPSON ELLINGTONAdvisorregistration: current employment
Jun 9, 2022 to presentfactForm ADV

Controls (4)

← ABBE, JAMES, EDWARDOwnerCO-CHIEF INVESTMENT OFFICER, ownership code B, individual
Sep 14, 2022 to Oct 18, 2024factForm ADV
← ELLINGTON, JESSE, THOMPSONOwnerMANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER, ownership code C, individual
Mar 30, 2022 to Oct 18, 2024factForm ADV
← ANTRIM, JOHN, MASON LEEOwnerMANAGING PARTNER, ownership code A, individual
Sep 14, 2022 to Oct 18, 2024factForm ADV
← Wallace, Maxwell, COwnerDIRECTOR OF CLIENT SERVICES, ownership code C, individual
Sep 14, 2022 to Oct 18, 2024factForm ADV

Dated events

Occurred
Feb 14, 2024
Regulatory AUM changed
Dover Advisors, Llc reported RAUM $261.4M, up 69% from $155.1M (2023-10-20 to 2024-02-14)
Form ADVobserved 6 days ago
$106M
Occurred
Sep 14, 2022
Control person joined
C Maxwell Wallace (Director Of Client Services) appeared on Schedule A of Dover Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Sep 14, 2022
Control person joined
Edward James Abbe (Co-Chief Investment Officer) appeared on Schedule A of Dover Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Sep 14, 2022
Control person joined
Mason Lee John Antrim (Managing Partner) appeared on Schedule A of Dover Advisors, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2022
First Form ADV filing
Ltb Wealth, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62ce4c5a-3009-9299-5ae7-8232b527c04e
First observed: Mar 30, 2022
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DOVER ADVISORS, LLC

CRD 320832

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62ce4c5a-3009-9299-5ae7-8232b527c04e

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:41 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JESSE THOMPSON ELLINGTON

n/a

RICHMOND, VA

JAMES EDWARD ABBE

Certified Financial Planner

RICHMOND, VA

n/a

JOHN MASON LEE ANTRIM

n/a

RICHMOND, VA

n/a

Maxwell C Wallace

n/a

RICHMOND, VA

n/a

BRUCE HOLLINGSHEAD FAUROT

n/a

RICHMOND, VA | Atlanta, GA

Edward W Valentine

n/a

RICHMOND, VA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABBE, JAMES, EDWARD

CO-CHIEF INVESTMENT OFFICER

yes

09/2022

Sep 14, 2022

Oct 18, 2024

ANTRIM, JOHN, MASON LEE

MANAGING PARTNER

yes

09/2022

Sep 14, 2022

Oct 18, 2024

ELLINGTON, JESSE, THOMPSON

MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER

yes

03/2022

Mar 30, 2022

Oct 18, 2024

Wallace, Maxwell, C

DIRECTOR OF CLIENT SERVICES

yes

09/2022

Sep 14, 2022

Oct 18, 2024

City

State

Country

Employees

Also broker-dealer

Atlanta

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 25, 2026

$376M

$342M

n/a

2024

Feb 12, 2025

$333M

$306M

n/a

2023

Feb 14, 2024

$261M

$241M

n/a

2022

Feb 23, 2023

$155M

$142M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$376M

$333M

13.0%

$155M

34.3%