DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dover Advisors, LLC
Latest filing Jul 21, 2026
First filing on the tape Mar 30, 2022 · 18 filings
SEC status approved since May 2, 2022
RAUM
$376M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
100%
$376M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$62.6M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$376M as of Jul 21, 2026
Feb 23, 2023$155M then
HNW client RAUM$351M as of Jul 21, 2026
Feb 23, 2023$112M then
State-registered IARs (5.B.3)6 as of Jul 21, 2026
Feb 23, 20233 then
Employees (5.A)7 as of Jul 21, 2026
Feb 23, 20235 then
Private funds: no history
RAUM +13% over the last fiscal year+34% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.8MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $57.8M, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$351M93%
- Individuals$25.1M6.7%
- Individual clients
- 55reported
- HNW clients
- 73reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 355reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $57.8M for 41 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jesse Thompson Ellington | Richmond, Va | Jun 9, 2022 | 21 y | 1 |
| James Edward AbbeCertified Financial Planner | Richmond, Va | Aug 19, 2022 | 38 y | 0 |
| John Mason Lee Antrim | Richmond, Va | Feb 2, 2023 | 30 y | 0 |
| Maxwell C Wallace | Richmond, Va | Apr 25, 2023 | 29 y | 0 |
| Bruce Hollingshead Faurot | Richmond, Va | Oct 20, 2023 | 40 y | 1 |
| Edward W Valentine | Richmond, Va | Mar 28, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Bruce Hollingshead Faurot from Janney Montgomery Scott LLCOct 20, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jesse Thompson Ellington from Solaris Capital, LLCJun 9, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward James Abbe · Co-Chief Investment Officercontrolsince 09/2022 · owns 10% to 25%
- Mason Lee John Antrim · Managing Partnercontrolsince 09/2022 · owns 5% to 10%
- Thompson Jesse Ellington · Managing Member / Principal / Chief Compliance Officercontrolsince 03/2022 · owns 25% to 50%
- C Maxwell Wallace · Director Of Client Servicescontrolsince 09/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA1 employees
What changed
consecutive filings, newest first
- Accounts · 308 to 355Feb 12, 2025 to Feb 25, 2026
- Advisory employees · 5 to 6Feb 12, 2025 to Feb 25, 2026
- HNW clients · 94 to 73Feb 12, 2025 to Feb 25, 2026
- Individual clients · 22 to 55Feb 12, 2025 to Feb 25, 2026
- Assets in custody · $165M to $57.8MFeb 12, 2025 to Feb 25, 2026
- Employees · 6 to 7Feb 12, 2025 to Feb 25, 2026
- State-registered IARs · 5 to 6Feb 12, 2025 to Feb 25, 2026
- Discretionary RAUM · $306M to $342MFeb 12, 2025 to Feb 25, 2026
- HNW RAUM · $317M to $351MFeb 12, 2025 to Feb 25, 2026
- Individual RAUM · $15.3M to $25.1MFeb 12, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $26.9M to $34.0MFeb 12, 2025 to Feb 25, 2026
- RAUM · $333M to $376MFeb 12, 2025 to Feb 25, 2026
- Accounts · 263 to 308Oct 18, 2024 to Feb 12, 2025
- Advisory employees · 6 to 5Oct 18, 2024 to Feb 12, 2025
- BD registered reps · 1 to 0Oct 18, 2024 to Feb 12, 2025
- HNW clients · 54 to 94Oct 18, 2024 to Feb 12, 2025
- Individual clients · 41 to 22Oct 18, 2024 to Feb 12, 2025
- Assets in custody · $133M to $165MOct 18, 2024 to Feb 12, 2025
- Employees · 7 to 6Oct 18, 2024 to Feb 12, 2025
- Financial planning clients · 1-10 to 0Oct 18, 2024 to Feb 12, 2025
- HQ city · unset to Oct 18, 2024 to Feb 12, 2025
- HQ state · unset to Oct 18, 2024 to Feb 12, 2025
- State-registered IARs · 6 to 5Oct 18, 2024 to Feb 12, 2025
- Discretionary RAUM · $241M to $306MOct 18, 2024 to Feb 12, 2025
- HNW RAUM · $218M to $317MOct 18, 2024 to Feb 12, 2025
- Individual RAUM · $36.0M to $15.3MOct 18, 2024 to Feb 12, 2025
- Non-discretionary RAUM · $20.2M to $26.9MOct 18, 2024 to Feb 12, 2025
- RAUM · $261M to $333MOct 18, 2024 to Feb 12, 2025
- Accounts · 142 to 263Oct 20, 2023 to Feb 14, 2024
- Advisory employees · 3 to 6Oct 20, 2023 to Feb 14, 2024
- BD registered reps · 0 to 1Oct 20, 2023 to Feb 14, 2024
- HNW clients · 29 to 54Oct 20, 2023 to Feb 14, 2024
- Individual clients · 69 to 41Oct 20, 2023 to Feb 14, 2024
- Assets in custody · $7.7M to $133MOct 20, 2023 to Feb 14, 2024
- Employees · 5 to 7Oct 20, 2023 to Feb 14, 2024
- Financial planning clients · 0 to 1-10Oct 20, 2023 to Feb 14, 2024
- State-registered IARs · 3 to 6Oct 20, 2023 to Feb 14, 2024
- Discretionary RAUM · $142M to $241MOct 20, 2023 to Feb 14, 2024
- HNW RAUM · $112M to $218MOct 20, 2023 to Feb 14, 2024
- Individual RAUM · $42.8M to $36.0MOct 20, 2023 to Feb 14, 2024
Signals
5 dated events
- Dover Advisors, Llc reported RAUM $261.4M, up 69% from $155.1M (2023-10-20 to 2024-02-14)Feb 14, 2024 · RAUM change · derived
- C Maxwell Wallace (Director Of Client Services) appeared on Schedule A of Dover Advisors, LlcSep 14, 2022 · Control person joined · fact
- Edward James Abbe (Co-Chief Investment Officer) appeared on Schedule A of Dover Advisors, LlcSep 14, 2022 · Control person joined · fact
- Mason Lee John Antrim (Managing Partner) appeared on Schedule A of Dover Advisors, LlcSep 14, 2022 · Control person joined · fact
- Ltb Wealth, Llc filed its initial SEC registration (Form ADV)Mar 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@doveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- nabbe@doveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- rhinchberger@doveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- tgregory@doveradvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-386-1498reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-987-6543reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-345-6789reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/dover-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- doveradvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 804-750-3665reportedpublic record, Form ADV, Jul 21, 2026
- Contact form
- doveradvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- doveradvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026