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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JOHN ANDREW GORDON

Advisor at CETERA INVESTMENT ADVISERS LLC

WALPOLE, MA

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Search this name across graphsid dfx:ria:62d0112b-1c56-81dd-984e-74fe6856c85b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 31, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 21, 2016
First registration: May 31, 2007
Dual registered: yes, broker-dealer
Other names: JOHN ANDREW GORDON|JOHN GORDON
IAPD individual key: 5298269

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 21, 2022	n/a	yes	WALPOLE, MA	Current employment
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Oct 21, 2016	Oct 15, 2024	no	WALPOLE, MA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 31, 2008	Jun 26, 2009	no	WELLESLEY, MA\|WELLESLEY, MA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	May 31, 2007	Dec 4, 2007	no	WESTBOROUGH, MA\|WELLESLEY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE PATRIOT FINANCIAL GROUP, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 15, 2024	Dec 21, 2022	-664	Firm change after gap	RIA to ibd
CETERA INVESTMENT SERVICES LLC	THE PATRIOT FINANCIAL GROUP, LLC	Jun 26, 2009	Oct 21, 2016	2,674	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	CETERA INVESTMENT SERVICES LLC	Dec 4, 2007	Jan 31, 2008	58	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Dec 21, 2022 to presentfactForm ADV
→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Oct 21, 2016 to Oct 15, 2024factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 31, 2008 to Jun 26, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 31, 2007 to Dec 4, 2007factForm ADV

Dated events

Occurred
Oct 15, 2024
Advisor changed firm
John Andrew Gordon left The Patriot Financial Group, Llc for Cetera Investment Advisers Llc (registered 2022-12-21)
Form ADVobserved 6 days ago