DFX Intelligence

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RIA / WealthAdvisor12 years in industry

Shawn Kim

Advisor at MERCER GLOBAL ADVISORS INC.

Aliso Viejo, CA | DENVER, CO | Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62d2c3a5-e899-af0c-fcc1-78b2e96a5d4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 2
Observed: Oct 27, 2021 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Shawn Kim

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Shawn Kim

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Oct 27, 2021
First registration: Oct 27, 2021
Dual registered: no
Other names: Shawn Young Kim
IAPD individual key: 6802198

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	May 21, 2026	n/a	yes	DENVER, CO\|Aliso Viejo, CA\|Newport Beach, CA	Current employment
MANHATTAN WEST ASSET MANAGEMENT, LLC	Independent wealth	Aug 27, 2025	Jan 5, 2026	no	LOS ANGELES, CA	Previous registration
HOLLENCREST CAPITAL MANAGEMENT	Independent wealth	Oct 27, 2021	Aug 8, 2025	no	NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANHATTAN WEST ASSET MANAGEMENT, LLC	MERCER GLOBAL ADVISORS INC.	Jan 5, 2026	May 21, 2026	136	Firm change	RIA to RIA
HOLLENCREST CAPITAL MANAGEMENT	MANHATTAN WEST ASSET MANAGEMENT, LLC	Aug 8, 2025	Aug 27, 2025	19	Firm change	RIA to RIA

Relationships

Registered with (3)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ MANHATTAN WEST ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 27, 2025 to Jan 5, 2026factForm ADV
→ HOLLENCREST CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Oct 27, 2021 to Aug 8, 2025factForm ADV

Dated events

Occurred
Jan 5, 2026
Advisor changed firm
Shawn Kim left Manhattan West Asset Management, Llc for Mercer Global Advisors Inc. (registered 2026-05-21)
Form ADVobserved 4 days ago
Occurred
Aug 8, 2025
Advisor changed firm
Shawn Kim left Hollencrest Capital Management for Manhattan West Asset Management, Llc (registered 2025-08-27)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62d2c3a5-e899-af0c-fcc1-78b2e96a5d4b
First observed: Oct 27, 2021
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Shawn Kim

Advisor at MERCER GLOBAL ADVISORS INC.

Aliso Viejo, CA | DENVER, CO | Newport Beach, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62d2c3a5-e899-af0c-fcc1-78b2e96a5d4b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:44 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERCER GLOBAL ADVISORS INC.

Independent wealth

May 21, 2026

n/a

yes

DENVER, CO|Aliso Viejo, CA|Newport Beach, CA

Current employment

MANHATTAN WEST ASSET MANAGEMENT, LLC

Independent wealth

Aug 27, 2025

Jan 5, 2026

LOS ANGELES, CA

Previous registration

HOLLENCREST CAPITAL MANAGEMENT

Independent wealth

Oct 27, 2021

Aug 8, 2025

NEWPORT BEACH, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MANHATTAN WEST ASSET MANAGEMENT, LLC

MERCER GLOBAL ADVISORS INC.

Jan 5, 2026

May 21, 2026

136

Firm change

RIA to RIA

HOLLENCREST CAPITAL MANAGEMENT

MANHATTAN WEST ASSET MANAGEMENT, LLC

Aug 8, 2025

Aug 27, 2025

Firm change

RIA to RIA