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HOLLENCREST CAPITAL MANAGEMENT, LLC, CRD 46217
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| PETER JOSEPH PELLIZZON | n/a | NEWPORT BEACH, CA | 27 | 38 | 1 | no |
| DALE VAUGHN SEFARIAN | n/a | NEWPORT BEACH, CA | 27 | 42 | 1 | no |
| ROBERT BURR WOLFORD | Chartered Financial Consultant | NEWPORT BEACH, CA | 27 | 38 | 1 | no |
| GREGORY PAUL PELLIZZON | n/a | NEWPORT BEACH, CA | 27 | 41 | 1 | no |
| MICHELLE ELIZABETH Petersen | n/a | NEWPORT BEACH, CA | 11 | 12 | n/a | no |
| JAMES KONON | n/a | NEWPORT BEACH, CA | 10 | 33 | n/a | no |
| Kelly Hong | n/a | NEWPORT BEACH, CA | 9 | 11 | n/a | no |
| CAMERON CURTIS AKERS | n/a | NEWPORT BEACH, CA | 9 | 18 | n/a | no |
| CHRISTOPHER LEE DUONG | Chartered Financial Analyst | NEWPORT BEACH, CA | 9 | 18 | n/a | no |
| SUSAN MARIE NAKAMURA | Chartered Financial Analyst | NEWPORT BEACH, CA | 8 | 39 | n/a | no |
| Kyle Edward Fincher | n/a | NEWPORT BEACH, CA | 4 | 10 | n/a | no |
| Wesley William Schuler | n/a | NEWPORT BEACH, CA | 3 | 13 | 2 | no |
| EDRIE POMPERADA DALISAY | Certified Financial Planner | NEWPORT BEACH, CA | 1 | 15 | n/a | no |
| Rachel Jean Beier | n/a | NEWPORT BEACH, CA | 0 | 10 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| HCM IP VENTURE, LP | Private Equity Fund | $46.3M | Jun 12, 2026 | 44 | Mar 29, 2019 | reported | 021-1769079 |
| HOLLENCREST BAYVIEW PARTNERS, LP | Private Equity Fund | $28.1M | Jun 12, 2026 | 39 | Mar 27, 2012 | reported | 021-337397 |
| HCM VENTURE I, LP | Venture Capital Fund | $1.4M | Jun 12, 2026 | 27 | Mar 29, 2019 | reported | 021-1719706 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AKERS, CAMERON, CURTIS | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | Na | yes | 12/2018 | Jun 12, 2026 | Jun 12, 2026 |
| NAKAMURA, SUSAN, MARIE | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | Na | yes | 06/2026 | Jun 12, 2026 | Jun 12, 2026 |
| PELLIZZON, PETER, JOSEPH | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | C | yes | 09/1998 | Jun 12, 2026 | Jun 12, 2026 |
| WOLFORD, ROBERT, BURR | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | C | yes | 01/2000 | Jun 12, 2026 | Jun 12, 2026 |
| PELLIZZON, GREGORY, PAUL | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | C | yes | 01/2000 | Mar 23, 2012 | Sep 4, 2024 |
| HCM CLASS B MEMBER, LLC | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | A | no | 08/2021 | Jun 12, 2026 | Jun 12, 2026 |
| KONON, JAMES | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | Na | no | 07/2006 | Jun 12, 2026 | Jun 12, 2026 |
| Kim, Shawn | DIRECTOR, SENIOR ADVISOR | Na | no | 02/2021 | Sep 23, 2022 | Sep 4, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HOLLENCREST INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $2.9B | $1.5B | 19 | 19 | 0 | 3 | n/a |
| 2024 | Mar 27, 2025 | $2.7B | $1.3B | 19 | 19 | 0 | 3 | n/a |
| 2023 | Mar 25, 2024 | $2.4B | $1.1B | 19 | 19 | 0 | 3 | $74.4M |
| 2022 | Mar 31, 2023 | $2.1B | $843M | 16 | 16 | 0 | 3 | $73.1M |
| 2021 | Apr 4, 2022 | $2.3B | $1.2B | 15 | 15 | 0 | 3 | $78.4M |
| 2020 | Apr 6, 2021 | $1.8B | $954M | 15 | 15 | 0 | 3 | $64.2M |
| 2019 | Mar 24, 2020 | $1.7B | $861M | 15 | 15 | 0 | 3 | $69.7M |
| 2018 | Mar 29, 2019 | $1.4B | $704M | 17 | 17 | 0 | 2 | $34.2M |
| 2017 | Mar 7, 2018 | $1.2B | $690M | 17 | 17 | 0 | n/a | n/a |
| 2016 | Feb 10, 2017 | $1.2B | $884M | 15 | 12 | n/a | n/a | n/a |
| 2015 | Mar 31, 2016 | $1.2B | $837M | 15 | 12 | n/a | n/a | n/a |
| 2014 | Feb 11, 2015 | $1.2B | $793M | 15 | 12 | n/a | n/a | n/a |
| 2013 | Mar 20, 2014 | $1.1B | $700M | 15 | 12 | n/a | n/a | n/a |
| 2012 | Jan 30, 2013 | $908M | $552M | 18 | 15 | n/a | n/a | n/a |
| 2011 | Mar 23, 2012 | $854M | $425M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 14.3% | 0 | 2 | 0 | 0 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $2.9B | $2.7B | 7.5% | $2.1B | 11.7% | 19 | 19 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| Farther | 2 | Jul 17, 2026 | Jun 24, 2026 | NEWPORT BEACH, CA | Team lift out | RIA to RIA | 12.5% |