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Advisor at LEGACY INVESTMENT ADVISORS, LLC
VOORHEES, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEGACY INVESTMENT ADVISORS, LLC | State registered | Feb 9, 2023 | n/a | yes | VOORHEES, NJ | Current employment |
| INVESTMENT ADVISORS ASSET MANAGEMENT, LLC | Former SEC adviser | Jan 12, 2010 | Dec 31, 2012 | no | WEST LONG BRANCH, NJ|EASTON, PA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 1, 2009 | Dec 8, 2009 | no | Red Bank, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT ADVISORS ASSET MANAGEMENT, LLC | LEGACY INVESTMENT ADVISORS, LLC | Dec 31, 2012 | Feb 9, 2023 | 3,692 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | INVESTMENT ADVISORS ASSET MANAGEMENT, LLC | Dec 8, 2009 | Jan 12, 2010 | 35 | Firm change | Other |