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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

DANA GILLETTE

Advisor at STRATEGIC ADVISERS LLC

NAPLES, FL

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Search this name across graphsid dfx:ria:62df15f4-3485-138f-17d1-dfe9cd65a957

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 17, 2008
First registration: Feb 16, 2017
Dual registered: yes, broker-dealer
Other names: DANA JOY RYAN|DANA JOY RYAN|DANA JOY GILLETTE
IAPD individual key: 5339604

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	NAPLES, FL\|NAPLES, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 21, 2022	Mar 31, 2025	no	NAPLES, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 9, 2022	Apr 21, 2022	no	Naples, FL\|Naples, FL\|St. Petersburg, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Apr 25, 2022	no	TACOMA, WA\|Naples, FL\|St. Petersburg, FL\|St. Petersburg, FL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Apr 25, 2022	no	OMAHA, NE\|TACOMA, WA\|Naples, FL\|ST. PETERSBURG, FL\|NAPLES, FL	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 16, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Apr 25, 2022	Feb 27, 2018	-1,518	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Apr 25, 2022	Mar 9, 2022	-47	Channel change	Other
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 21, 2022	Jul 21, 2022	91	Firm change	Ibd to ibd
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:7870:FL:2022-04-13	Apr 25, 2022	Feb 27, 2018	NAPLES, FL	Firm change after gap
7870:5393:FL:2022-04-13	Apr 25, 2022	Mar 9, 2022	ST PETERSBURG, FL	Firm change after gap
5393:288590:FL:2022-04-20	Apr 21, 2022	Jul 21, 2022	ST PETERSBURG, FL	Firm change

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 21, 2022 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Apr 25, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Apr 25, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 9, 2022 to Apr 21, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 16, 2017 to Feb 26, 2018factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
Dana Gillette left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2022-07-21)
Form ADVobserved 5 days ago