DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FISHER INVESTMENTS
PLANO, TX | Brooklyn, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Sep 15, 2025 | n/a | yes | PLANO, TX|Brooklyn, NY | Current employment |
| NEUBERGER BERMAN BD LLC | No RAUM reported | Jan 15, 2013 | Sep 12, 2025 | no | NEW YORK, NY|BROOKLYN, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | FISHER INVESTMENTS | Sep 12, 2025 | Sep 15, 2025 | 3 | Firm change | Other |