DFX Intelligence

M•••••• L• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

M•••••• L• L•••••••

Advisor at A•••••• W••••• S••••••••

HOUSTON, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• S••••••••	Independent wealth	Jan 24, 2023	n/a	yes	HOUSTON, TX	Current employment
R• C•••••• L••	Former SEC adviser	Jan 15, 2019	Jul 28, 2023	no	Houston, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R• C•••••• L••	A•••••• W••••• S••••••••	Jul 28, 2023	Jan 24, 2023	-185	Firm change after gap	RIA to RIA
R• C••••••• L••	R• C•••••• L••	Jan 11, 2019	Jan 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
297839:127186:TX:2023-07-28	Jul 28, 2023	Jan 24, 2023	HOUSTON, TX	Firm change after gap
118931:297839:TX:2019-01-11	Jan 11, 2019	Jan 15, 2019	HOUSTON, TX	Firm change

Relationships

Registered with (7)

→ A•••••• W••••• S••••••••Registered adviserregistration: current employment
Jan 24, 2023 to presentfactForm ADV
→ R• C•••••• L••Registered adviserregistration: previous registration
Jan 15, 2019 to Jul 28, 2023factForm ADV
→ R• C••••••• L••Registered adviserregistration: previous registration
Mar 8, 2012 to Jan 11, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Order

Occurred
28 Jul 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 23, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.