DFX Intelligence

Data Factory

K••••••• E••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

K••••••• E••••• S••••••

Advisor at N•••••••• P••••••• A••••••••• I•••

North Conway, NH | MANCHESTER, NH | BEDFORD, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62f2e0d9-be51-96d2-e237-546ca2a0d248

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 26, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Feb 4, 2020	n/a	yes	MANCHESTER, NH\|BEDFORD, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 15, 2018	n/a	yes	North Conway, NH\|MANCHESTER, NH

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•• F•••••••• L••	Jun 29, 2018	Aug 15, 2018	47	Firm change	Ibd to RIA
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Nov 30, 2016

Relationships

Registered with (3)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: previous registration
Jun 26, 2006 to Nov 16, 2016factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 31, 2007 to Nov 30, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2017 to Jun 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62f2e0d9-be51-96d2-e237-546ca2a0d248
First observed: Jun 26, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.