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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

SCOTT KEITH SMITH

Advisor at GOLDEN STATE WEALTH MANAGEMENT, LLC

POWELL, WY

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Search this name across graphsid dfx:ria:62f67cb5-cee4-fe93-83f4-e354aafcc8d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GOLDEN STATE WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 29, 2001
First registration: Mar 19, 2002
Dual registered: yes, broker-dealer
Other names: SCOTT KEITH SCOTT
IAPD individual key: 4400994

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GOLDEN STATE WEALTH MANAGEMENT, LLC	Independent wealth	Sep 4, 2018	n/a	yes	POWELL, WY	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Nov 24, 2010	Sep 5, 2018	no	VICTORVILLE, CA\|Victorville, CA\|Riverside, CA\|Apple Valley, CA	Previous registration
NRP ADVISORS, INC.	n/a	Sep 22, 2009	Dec 1, 2010	no	VICTORVILLE, CA\|BRYAN, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 3, 2005	Sep 22, 2009	no	VICTORVILLE, CA\|VICTORVILLE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 19, 2002	Jun 8, 2005	no	VICTORVILLE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	GOLDEN STATE WEALTH MANAGEMENT, LLC	Sep 5, 2018	Sep 4, 2018	-1	Firm change	Ibd to RIA
NRP ADVISORS, INC.	INDEPENDENT FINANCIAL PARTNERS	Dec 1, 2010	Nov 24, 2010	-7	Bulk transfer	Other
WELLS FARGO ADVISORS	NRP ADVISORS, INC.	Sep 22, 2009	Sep 22, 2009	0	Firm change	Other
MORGAN STANLEY DW INC.	WELLS FARGO ADVISORS	Jun 8, 2005	Jun 3, 2005	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125112:167995:CA:2018-09-05	Sep 5, 2018	Sep 4, 2018	APPLE VALLEY, CA	Firm change

Relationships

Registered with (5)

→ GOLDEN STATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Sep 4, 2018 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Nov 24, 2010 to Sep 5, 2018factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Sep 22, 2009 to Dec 1, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 3, 2005 to Sep 22, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 19, 2002 to Jun 8, 2005factForm ADV

Dated events

No dated event names this entity yet.