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Advisor at GOLDEN BAY ADVISORS LLC
CHAPPAQUA, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GOLDEN BAY ADVISORS LLC | Independent wealth | Feb 13, 2019 | n/a | yes | CHAPPAQUA, NY | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Sep 22, 2011 | May 3, 2013 | no | SAN FRANCISCO, CA | Previous registration |
| ALLIANCEBERNSTEIN L.P. | Other adviser | Jul 18, 2007 | Sep 15, 2011 | no | NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | GOLDEN BAY ADVISORS LLC | May 3, 2013 | Feb 13, 2019 | 2,112 | Firm change after gap | Other |
| ALLIANCEBERNSTEIN L.P. | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Sep 15, 2011 | Sep 22, 2011 | 7 | Firm change | Other |