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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

LEEWARD INVESTMENTS

LEEWARD INVESTMENTS, LLC, CRD 312557

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62fb6446-b6b4-59b3-22cc-e8a7f10814be

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Aug 2, 2021 to Mar 10, 2026
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.65 institutional_share=0.3 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.9BItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.0B
Private client RAUM: $85.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $1.4Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 54
Individual clients: 0
High net worth clients: 11
Custody, client assets: $0
SEC number: 801-122220
CIK: 1923173
CRD: 312557
Filings on the tape: 9
First filed: Aug 2, 2021
Latest filed: Mar 10, 2026
Organised: Limited Liability Company, MA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAY C. WILLADSEN	Chartered Financial Analyst	Boston, MA	4	23	1	no
R. TODD VINGERS	Chartered Financial Analyst	Boston, MA	4	17	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FIORE, PAUL, TERRENCE	CHIEF OPERATING OFFICER, MEMBER	A	yes	03/2022	Aug 2, 2021	Mar 26, 2024
PINK, COLLEEN, ASHE	CHIEF FINANCIAL OFFICER, MEMBER	Na	yes	03/2022	Mar 10, 2022	Mar 26, 2024
THOMPSON, PATRICIA, ANN	CHIEF COMPLIANCE OFFICER, MEMBER	Na	yes	03/2022	Aug 2, 2021	Mar 26, 2024
VINGERS, R., TODD	PRESIDENT, MANAGER, PORTFOLIO MANAGER	C	yes	03/2022	Mar 10, 2022	Mar 26, 2024
WILLADSEN, JAY, C.	MANAGER, MEMBER, PORTFOLIO MANAGER	B	yes	03/2022	Mar 10, 2022	Mar 26, 2024
BUCKLEY, TIMOTHY, DAVID	INVESTMENT ANALYST, MEMBER	A	no	03/2022	Mar 10, 2022	Mar 26, 2024
MURPHY, TIMOTHY, PAUL	INVESTMENT ANALYST, MEMBER	A	no	03/2022	Mar 10, 2022	Mar 26, 2024
SATTERFIELD, RYAN, REID	INVESTMENT ANALYST, MEMBER	A	no	03/2022	Mar 10, 2022	Mar 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 10, 2026	$2.9B	$2.0B	14	5	n/a	n/a
2024	Mar 27, 2025	$2.8B	$2.1B	14	5	n/a	n/a
2023	Mar 26, 2024	$2.8B	$2.2B	14	5	n/a	n/a
2022	Mar 29, 2023	$2.9B	$2.3B	13	5	n/a	n/a
2021	Mar 10, 2022	$3.4B	$2.7B	12	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.9B	$2.8B	4.2%	$2.9B	-0.4%	14	14	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LMCG INVESTMENTS, LLC	2	Mar 29, 2022	Mar 28, 2022	BOSTON, MA	Team lift out	Other	28.6%

Relationships

Registered with (2)

← R. TODD VINGERSAdvisorregistration: current employment
Mar 28, 2022 to presentfactForm ADV
← JAY C. WILLADSENAdvisorregistration: current employment
Mar 17, 2022 to presentfactForm ADV

Controls (5)

← FIORE, PAUL, TERRENCEOwnerCHIEF OPERATING OFFICER, MEMBER, ownership code A, individual
Aug 2, 2021 to Mar 26, 2024factForm ADV
← PINK, COLLEEN, ASHEOwnerCHIEF FINANCIAL OFFICER, MEMBER, ownership code NA, individual
Mar 10, 2022 to Mar 26, 2024factForm ADV
← VINGERS, R., TODDOwnerPRESIDENT, MANAGER, PORTFOLIO MANAGER, ownership code C, individual
Mar 10, 2022 to Mar 26, 2024factForm ADV
← THOMPSON, PATRICIA, ANNOwnerCHIEF COMPLIANCE OFFICER, MEMBER, ownership code NA, individual
Aug 2, 2021 to Mar 26, 2024factForm ADV
← WILLADSEN, JAY, C.OwnerMANAGER, MEMBER, PORTFOLIO MANAGER, ownership code B, individual
Mar 10, 2022 to Mar 26, 2024factForm ADV

Owns (3)

← MURPHY, TIMOTHY, PAULOwnerINVESTMENT ANALYST, MEMBER, ownership code A, individual
Mar 10, 2022 to Mar 26, 2024factForm ADV
← BUCKLEY, TIMOTHY, DAVIDOwnerINVESTMENT ANALYST, MEMBER, ownership code A, individual
Mar 10, 2022 to Mar 26, 2024factForm ADV
← SATTERFIELD, RYAN, REIDOwnerINVESTMENT ANALYST, MEMBER, ownership code A, individual
Mar 10, 2022 to Mar 26, 2024factForm ADV

Moved with (1)

← LMCG INVESTMENTS, LLCRegistered adviser2 advisors, team lift out, same day
Mar 29, 2022 to Mar 28, 2022factForm ADV

Dated events

Occurred
Mar 29, 2022
Team lift-out
2 advisors left Lmcg Investments, LLC (Boston, MA) for Leeward Investments on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 10, 2022
Control person joined
Todd R. Vingers (President, Manager, Portfolio Manager) appeared on Schedule A of Leeward Investments
Form ADVobserved 4 days ago
Occurred
Mar 10, 2022
Control person joined
C. Jay Willadsen (Manager, Member, Portfolio Manager) appeared on Schedule A of Leeward Investments
Form ADVobserved 4 days ago
Occurred
Mar 10, 2022
Control person joined
Ashe Colleen Pink (Chief Financial Officer, Member) appeared on Schedule A of Leeward Investments
Form ADVobserved 4 days ago
Occurred
Mar 10, 2022
Control person left
Joseph F Iii Tower (President) no longer on Schedule A of Leeward Investments (listed 2021-08-04, absent 2022-03-10)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2021
First Form ADV filing
Leeward Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:62fb6446-b6b4-59b3-22cc-e8a7f10814be
First observed: Aug 2, 2021
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEEWARD INVESTMENTS

LEEWARD INVESTMENTS, LLC, CRD 312557

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:62fb6446-b6b4-59b3-22cc-e8a7f10814be

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAY C. WILLADSEN

Chartered Financial Analyst

Boston, MA

R. TODD VINGERS

Chartered Financial Analyst

Boston, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FIORE, PAUL, TERRENCE

CHIEF OPERATING OFFICER, MEMBER

yes

03/2022

Aug 2, 2021

Mar 26, 2024

PINK, COLLEEN, ASHE

CHIEF FINANCIAL OFFICER, MEMBER

yes

03/2022

Mar 10, 2022

Mar 26, 2024

THOMPSON, PATRICIA, ANN

CHIEF COMPLIANCE OFFICER, MEMBER

yes

03/2022

Aug 2, 2021

Mar 26, 2024

VINGERS, R., TODD

PRESIDENT, MANAGER, PORTFOLIO MANAGER

yes

03/2022

Mar 10, 2022

Mar 26, 2024

WILLADSEN, JAY, C.

MANAGER, MEMBER, PORTFOLIO MANAGER

yes

03/2022

Mar 10, 2022

Mar 26, 2024

BUCKLEY, TIMOTHY, DAVID

INVESTMENT ANALYST, MEMBER

03/2022

Mar 10, 2022

Mar 26, 2024

MURPHY, TIMOTHY, PAUL

INVESTMENT ANALYST, MEMBER

03/2022

Mar 10, 2022

Mar 26, 2024

SATTERFIELD, RYAN, REID

INVESTMENT ANALYST, MEMBER

03/2022

Mar 10, 2022

Mar 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$2.9B

$2.0B

n/a

2024

Mar 27, 2025

$2.8B

$2.1B

n/a

2023

Mar 26, 2024

$2.8B

$2.2B

n/a

2022

Mar 29, 2023

$2.9B

$2.3B

n/a

2021

Mar 10, 2022

$3.4B

$2.7B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.9B

$2.8B

4.2%

$2.9B

-0.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LMCG INVESTMENTS, LLC

Mar 29, 2022

Mar 28, 2022

BOSTON, MA

Team lift out

Other

28.6%