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CRD 149936
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JAMES B. GRIBBELL | Chartered Financial Analyst | BOSTON, MA | 17 | 35 | 1 | no |
| MATTHEW SCOTT GULESERIAN | Chartered Financial Analyst | BOSTON, MA | 17 | 17 | 1 | no |
| NAN-MARIE JAEGER | Chartered Financial Analyst | BOSTON, MA | 17 | 32 | n/a | no |
| SCOTT MICHAEL MACDONALD | n/a | BOSTON, MA | 12 | 16 | n/a | no |
| CHRISTOPHER JAMES SABO | Chartered Financial Analyst | Boston, MA | 3 | 16 | n/a | no |
| SCOTT ANDREW GILLESPIE | Chartered Financial Analyst | BOSTON, MA | 1 | 12 | 2 | no |
| Lars Cianciolo | n/a | BOSTON, MA | 0 | 10 | 2 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| SERENITAS CREDIT GAMMA MASTER FUND, LP | Hedge Fund | $1.6B | Apr 9, 2026 | 272 | Apr 17, 2013 | reported | 021-199129 |
| SERENITAS DYNAMIC ALPHA MASTER FUND, LP | Hedge Fund | $890M | Apr 9, 2026 | 30 | Jul 17, 2024 | reported | 021-504740 |
| THE EMERGING MARKETS EQUITY FUND, LTD. | Other Private Fund | $33.3M | Oct 1, 2020 | 3 | Mar 31, 2014 | dropped | 021-202236 |
| LMCG GLOBAL MARKET NEUTRAL FUND, L.P. | Hedge Fund | $1.3M | Apr 2, 2013 | 2 | Mar 22, 2012 | dropped | n/a |
| LMCG EMERGING MARKETS FUND, L.P. | Other Private Fund | $776,893 | Apr 2, 2013 | 2 | Mar 22, 2012 | dropped | n/a |
| THE EMERGING MARKETS SMALL CAP EQUITY FUND, LTD | Other Private Fund | $0 | Sep 29, 2017 | 0 | Mar 31, 2015 | dropped | 021-240169 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GANONG, RICHARD, JOSEPH | MEMBER/BOARD MEMBER | A | yes | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| SELTZER, JASON, ADAM | BOARD MEMBER | Na | yes | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| SWAN, KENNETH, LESLIE | PRESIDENT, CHIEF EXECUTIVE OFFICER, BOARD MEMBER | B | yes | 07/2009 | Apr 9, 2026 | Apr 9, 2026 |
| WEEKS, DAVID, LAWRENCE | MEMBER/BOARD MEMBER | A | yes | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| JDS TPLP TRUST | LIMITED PARTNER OWNER | E | yes | 10/2014 | Apr 14, 2022 | Jul 17, 2024 |
| SELTZER, JASON, ADAM | VICE PRESIDENT, TEMPERANCE PARTNERS INC. | F | yes | 10/2019 | Apr 14, 2022 | Jul 17, 2024 |
| SORBARA, JULIA, CATHERINE | TRUSTEE, JDS TPLP TRUST | C | yes | 03/2011 | Apr 14, 2022 | Jul 17, 2024 |
| SORBARA, PAUL, JOSEPH | TRUSTEE, JDS TPLP TRUST | C | yes | 03/2011 | Apr 14, 2022 | Jul 17, 2024 |
| SORBARA, PAUL, JOSEPH | VICE PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED | F | yes | 01/2011 | Apr 14, 2022 | Jul 17, 2024 |
| SORBARA, PAUL, JOSEPH | VICE PRESIDENT, TEMPERANCE PARTNERS INC. | F | yes | 10/2015 | Apr 14, 2022 | Jul 17, 2024 |
| SORBARA, THOMAS, ANTHONY | TRUSTEE, JDS TPLP TRUST | C | yes | 03/2011 | Apr 14, 2022 | Jul 17, 2024 |
| TEMPERANCE PARTNERS (CANADA) LIMITED PARTNERSHIP II | SHARE-HOLDER OWNER | E | yes | 10/2015 | Apr 14, 2022 | Jul 17, 2024 |
| TEMPERANCE PARTNERS GP I LIMITED | GENERAL PARTNER | F | yes | 06/2015 | Apr 14, 2022 | Jul 17, 2024 |
| TEMPERANCE PARTNERS INC. | Owner | E | yes | 10/2015 | Apr 14, 2022 | Jul 17, 2024 |
| TEMPERANCE WEALTH PARTNERS INC. | GENERAL PARTNER | F | yes | 10/2015 | Apr 14, 2022 | Jul 17, 2024 |
| TICE, KEVIN, DOUGLAS | PRESIDENT, TEMPERANCE PARTNERS GP I LIMITED | F | yes | 01/2011 | Apr 14, 2022 | Jul 17, 2024 |
| TICE, KEVIN, DOUGLAS | PRESIDENT, TEMPERANCE PARTNERS INC. | F | yes | 10/2015 | Apr 14, 2022 | Jul 17, 2024 |
| TOWER, III, JOSEPH F | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, BOARD MEMBER | A | yes | 05/2009 | Mar 22, 2012 | Jul 17, 2024 |
| ECKNER, ANDREAS | Member | A | no | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| HOREL, GUILLAUME | Member | A | no | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| JAEGER, NAN-MARIE | Member | A | no | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| KUMAR, AJIT | Member | A | no | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| LAYTON, JOHN, RODNEY | Member | A | no | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| PRICE, EDMUND, H | CHIEF LEGAL OFFICER | Na | no | 09/2015 | Apr 9, 2026 | Apr 9, 2026 |
| REGAN, BROOKE, A. | CHIEF COMPLIANCE OFFICER | Na | no | 04/2026 | Apr 9, 2026 | Apr 9, 2026 |
| TEMPERANCE WEALTH PARTNERS LP | MEMBER OFFICER | B | no | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| TSUI, EDWIN, YU ON | Member | A | no | 03/2022 | Apr 9, 2026 | Apr 9, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 5 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 9, 2026 | $6.8B | $6.7B | 46 | 16 | 1 | 2 | n/a |
| 2024 | Mar 28, 2025 | $6.5B | $6.3B | 45 | 13 | 1 | 2 | n/a |
| 2023 | Mar 22, 2024 | $5.8B | $5.6B | 42 | 14 | 1 | 1 | $1.6B |
| 2022 | Mar 17, 2023 | $4.0B | $4.0B | 40 | 13 | 1 | 1 | $839M |
| 2021 | Jan 28, 2022 | $7.8B | $7.1B | 53 | 18 | 1 | 1 | $775M |
| 2020 | Jan 29, 2021 | $6.5B | $6.0B | 61 | 23 | 1 | 1 | $419M |
| 2019 | Jan 29, 2020 | $7.5B | $7.0B | 64 | 26 | 1 | 2 | $356M |
| 2018 | Jan 30, 2019 | $7.0B | $6.6B | 64 | 27 | 1 | 2 | $271M |
| 2017 | Jan 29, 2018 | $8.0B | $7.7B | 66 | 28 | 1 | 2 | $138M |
| 2016 | Jan 27, 2017 | $7.2B | $7.0B | 65 | 28 | n/a | 3 | $207M |
| 2015 | Mar 29, 2016 | $7.1B | $6.8B | 65 | 28 | n/a | 3 | $152M |
| 2014 | Mar 31, 2015 | $6.7B | $6.4B | 60 | 22 | n/a | 2 | $119M |
| 2013 | Mar 31, 2014 | $6.0B | $5.8B | 57 | 21 | n/a | 1 | $0 |
| 2012 | Mar 28, 2013 | $4.5B | $4.4B | 54 | 21 | n/a | 2 | $2.1M |
| 2011 | Mar 22, 2012 | $4.3B | $4.2B | n/a | n/a | n/a | 2 | $1.9M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.8B | $6.5B | 4.4% | $4.0B | 19.1% | 46 | 45 | 1 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LEEWARD INVESTMENTS | 2 | Mar 29, 2022 | Mar 28, 2022 | BOSTON, MA | Team lift out | Other | 28.6% |